Overzicht van alle formulieren
Op deze pagina vindt u alle beschikbare AFM-sjablonen met betrekking tot de aanvraag- en meldingsprocedures in het AFM Portaal. Deze formulieren worden hier alleen ter raadpleging aangeboden.
Via het AFM Portaal vraagt u een (vergunning)registratie aan of geeft u een wijziging door. Mogelijk zijn niet alle formulieren van toepassing zijn op uw specifieke aanvraag. Volg de stappen in het AFM Portaal voor een overzicht dat is toegespitst op uw specifieke situatie.
Via het AFM Portaal wisselt u veilig gegevens uit. Lees ook de veelgestelde vragen (onder aan de pagina) over het AFM Portaal.
Hieronder staan de formulieren voor aanvragen, wijzigingen en meldingen.
Wijziging betrouwbaarheid of nieuwe antecenten (mede)beleidsbepaler beleggingsonderneming
Aanmelding beleidsbepaler beleggingsonderneming
- Verklaring eed of belofte
- Geschiktheidsmatrix Raad van Commissarissen
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Verklaring geen antecedenten
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Referentenformulier
- Verklaring eed of belofte (English)
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Referentenformulier (English)
Afmelding beleidsbepaler beleggingsonderneming
Aanmelding uitgaand Europees paspoort beleggingsonderneming
- Notification of branch passport to host member state
- Notification passport investment services and activities to host member state
- Notification passport tied agent to host member state
- Notification access mtf otf to host member state
- Notification of branch passport to host member state (English)
- Notification passport investment services and activities to host member state (English)
- Notification passport tied agent to host member state (English)
- Notification access mtf otf to host member state (English)
Aanmelding uitgaand Europees paspoort beleggingsonderneming met bijkantoor of verbonden agent bank
Aanmelding verbonden agent
- Meldingsformulier verbonden agent
- Geschiktheidsmatrix Raad van Commissarissen
- Verklaring afleggen eed-belofte
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Verklaring afleggen eed-belofte (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Notification form tied agent (English)
Uitbreiding nevendiensten beleggingsonderneming
Vergunningaanvraag beleggingsonderneming nationaal regime
- Meldingsformulier voorgenomen benoeming
- Geschiktheidsmatrix Raad van Commissarissen
- Aanvraagformulier vergunning beleggingsonderneming Nationaal Regime
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Suitability Matrix for Members of the Supervisory Board (English)
- Application form licence investment firms National Regime (English)
- Integrity screening form (English)
- Prospective Appointment Notification Form (English)
- Standardized curriculum vitae (English)
- Suitability matrix for policy makers (English)
Vergunninguitbreiding beleggingsonderneming nationaal regime
- Meldingsformulier voorgenomen benoeming
- Geschiktheidsmatrix Raad van Commissarissen
- Aanvraagformulier vergunning beleggingsonderneming Nationaal Regime
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Prospective Appointment Notification Form (English)
- Application form licence investment firms National Regime (English)
Vergunninguitbreiding beleggingsonderneming
- Meldingsformulier voorgenomen benoeming
- Meldingsformulier verbonden agent
- Geschiktheidsmatrix Raad van Commissarissen
- Notification of branch passport to host member state
- Aanvraagformulier vergunning beleggingsonderneming
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Notification passport investment services and activities to host member state
- Notification passport tied agent to host member state
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Notification access mtf otf to host member state
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Notification of branch passport to host member state (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Application form licence investment firms (English)
- Prospective Appointment Notification Form (English)
- Notification passport investment services and activities to host member state (English)
- Notification form tied agent (English)
- Notification passport tied agent to host member state (English)
- Notification access mtf otf to host member state (English)
Vergunningaanvraag beleggingsonderneming
- Meldingsformulier voorgenomen benoeming
- Meldingsformulier verbonden agent
- Geschiktheidsmatrix commissarissen groep B
- Notification of branch passport to host member state
- Aanvraagformulier vergunning beleggingsonderneming
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Notification passport investment services and activities to host member state
- Geschiktheidsmatrix bestuurders groep B
- Notification passport tied agent to host member state
- Notification access mtf otf to host member state
- Bankers oath (English)
- Verklaring eed of belofte (English)
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Notification of branch passport to host member state (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Application form licence investment firms (English)
- Prospective Appointment Notification Form (English)
- Notification passport investment services and activities to host member state (English)
- Notification form tied agent (English)
- Notification passport tied agent to host member state (English)
- Notification access mtf otf to host member state (English)
Vergunningsaanvraag BO derde landen artikel 2:99a
- Meldingsformulier voorgenomen benoeming
- Geschiktheidsmatrix Raad van Commissarissen
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Licence application form investment firms third countries (299a-299b)
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Betrouwbaarheidsformulier (English)
- Prospective Appointment Notification Form (English)
- Licence application form investment firms third countries (299a-299b) (English)
Vergunningsaanvraag BO derde landen artikel 2:99b
- Meldingsformulier voorgenomen benoeming
- Geschiktheidsmatrix Raad van Commissarissen
- Betrouwbaarheidsformulier
- Gestandaardiseerd curriculum vitae
- Licence application form investment firms third countries (299a-299b)
- Geschiktheidsmatrix dagelijks beleidsbepalers
- Suitability Matrix for Members of the Supervisory Board (English)
- Standardized curriculum vitae (English)
- Prospective Appointment Notification Form (English)
- Integrity screening form (English)
- Suitability matrix for policy makers (English)
- Prospective Appointment Notification Form (English)
- Licence application form investment firms third countries (299a-299b) (English)