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Bradley Rogers

14 apr 2016 Waarschuwing van een buitenlandse toezichthouder

FCA ALERT – Bradley & Rogers / Bradley Rogers LLC

The Financial Conduct Authority (“FCA”) would like to alert ESMA that:

Bradley Rogers

1521 Concord Pike
Wilmington 
Delaware
19803
United States
www.bradleyrogers.com
xxx@bradleyrogers.com

is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares). The FCA believes that this organisation may be targeting UK customers.

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