Springer Asset Management

10 sep 2014 Waarschuwing van een buitenlandse toezichthouder

De Britse toezichthouder FCA en het Zweedse Finansinspektionen waarschuwen tegen de activiteiten van Springer Asset Management.

Bericht van FCA (10/09/2014):

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Name: Springer Asset Management
Addresses: Yokohama Business Park East Tower 134, Godo-cho,
Hodogaya-ku, Yokohama Kanagawa 240-0005 Japan
Tel: +81456709096
Website: http://www.springeram.com/

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:


If you have any further questions on this matter please email our Consumer Contact Centre at
consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

Bericht van Finansinspektionen (10/07/2014):

Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms.

Springer Asset Management has not received authorisation from Finansinspektionen and therefore is not entitled to provide financial services in Sweden. Finansinspektionen has not received any notification of cross-border activities from other EEA countries.

Reportedly, representatives from Springer Asset Management have contacted Swedish investors via unsolicited telephone calls and offer to buy their holdings in unlisted American shares.

Springer Asset Management is using the following contact information:

5/F Yokohama Business Park East Tower
134 Godo-cho, Hodogaya-ku, Yokohama
Kanagawa, 240-0005
Tel: +81 456 709 062
Fax: + 81 453 450 297
E-mail: contact@springeram.com

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