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Peston & Sons Securities

10 sep 2015 Waarschuwing van een buitenlandse toezichthouder

The Belgium Financial Services and Markets Authority (FSMA) and the Austrian Financial Market Authority (FMA) warn the public against the activities of Peston & Sons Securities, a company that offers investment services.

Warning FSMA:

Peston & Sons Securities is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium.

Moreover, according to the information available to the FSMA, the activities proposed could be of a fraudulent nature, i.e. boiler room fraud. More information on this form of fraud is available in the press release published by the FSMA on 10 September 2015.

The FSMA thus strongly advises against responding to any offer of financial service made by Peston & Sons Securities and against transferring money to any account number it might mention.

Peston & Sons Securities claims to have its registered office in Hong Kong at Kowloon Building, 555 Nathan Road, Yaumatei, Kowloon and uses the website www.peston-sons-securities.com.

This company is also suspected of having ties with Experia Management Group, Jones Shaw Capital Partners and Neuberger and Co. Wealth Management, companies about which the FSMA has also published a warning.

If you wish to check in general whether a proposed transaction complies with the financial regulations, please use the search function (available in Dutch and French only) on the website of the FSMA. You can also contact the FSMA (email address: info@fsma.be).

 

Warning FMA:

06.10.2015

The FMA warns investors against the conclusion of investment services requiring a licence with this provider: Peston & Sons Securities

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Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 30 September 2015, the FMA informs that

Peston & Sons Securities

with alleged business location in

Kowloon Building

555 Nathan Road,

Yaumatei, Kowloon

Hong Kong

China

Tel. +852 5803 2810

Fax +852 5808 3913

Web: peston-sons-securities.com

Email: contact@peston-sons-securities.com

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

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