Cunningham Mutual

06 jul 2016 Waarschuwing van een buitenlandse toezichthouder

Warning from the Financial Market Authority, Austria

6. July 2016

Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 6 July 2016, the FMA informs that

One Harbourfront
 18-22 Tak Fung Street
 Hunghom – Knowloon – Hong Kong
 Tel: +852 5808 3593
 Fax: +852 5808 3679
 E-Mail: contact@cunningham-mutual.com; elena.raske@cunningham-mutual.com; vincentvaile@cunningham-mutual.com
 Website: www.cunningham-mutual.com

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.


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