Cohen Financial LLP (Cohen Financial Services)

03 feb 2016 Waarschuwing van een buitenlandse toezichthouder

Warning from the Financial Market Authority, Austria.


Cohen Financial LLP (Cohen Financial Services) 

The FMA warns investors against the conclusion of investment services requiring a licence with this provider Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned. 

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 4 February 2016, the FMA informs that 

Cohen Financial LLP (Cohen Financial Services) 

with alleged business location in

  • 1060 6th Ave.
    New York, NY 10018 USA 
  • Telephone: 347.344.5287
  • Email: info(at)cohenfinservices.com 
  • Web: www.cohenfinservices.com  

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

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