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Carter Flanagan Limited / Carter Flanagan Private Asset Management

23 nov 2015 Waarschuwing van een buitenlandse toezichthouder

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Carter Flanagan Limited / Carter Flanagan Private Asset Management

Address: 3rd Floor, 420 Lexington Avenue, New York, 10170, United States 48 Dover Street, London, W1S4FF 46 Gresham Street, London, EC2V 7AY 60 Cannon Street, London, EC4N 6NP Tel: 0203 598 6026, +1 855 472 3035 Website: www.carterflanagan.com Email: usa@carterflanagan.com

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at: www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

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