Warning of the Ontario Securities Commission, Ontario.
SpotFN, LLC doing business as SpotFN.com
Date posted: August 25, 2015
Last known/disclosed address: 25 Old Broad Street, 6th Floor, London, EC2N 1HN, United Kingdom
Additional information: SpotFN, LLC, doing business as http://spotfn.com, and http://www.qa.spotfn.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Pursuant to Article 4 para. 7 first sentence of the Bankwesengesetz (BWG; Banking Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain banking transactions, provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 31 December 2014, the FMA informs, that
25 Old Broad Street / 6th Floor
London, EC2N 1HN
p +49 305 679 6939
email@example.com; firstname.lastname@example.org; email@example.com; firstname.lastname@example.org; email@example.com; verification@SpotFn.com
Tel US: +(1) 888 977 6836 [ +(1) 888 9SPOTFN]
Tel UK: + (44) 203 318 5988
is not entitled to carry out banking transactions in Austria that require a licence. Therefore the acceptance of funds from other parties for the purpose of administration or as deposits (deposit business) is not allowed pursuant to Article 1 Para. 1 Z 1 BWG.