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Lefroy Hudson

21 jul 2014 Waarschuwing van een buitenlandse toezichthouder

Waarschuwing van Comisión Nacional del Mercado de Valores (CNMV) van 21 juli 2014

Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

LEFROY HUDSON
www.lefroy-hudson.com
Infinity Building, 197C Des Voeux Road Central
Sheung Wan, Hong Kong

Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, which includes investment advice, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

Waarschuwing van de Financial Services Authority (FSA) van 30 augustus 2012

The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

LEFROY HUDSON
Address: Infinity Building, 197C Des Voeux Road Central, Sheung Wan, Hong Kong
Tel: 0085281932754 and 0085281914857
Website: www.lefroy-hudson.com

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FSA believes that this organisation may be targeting UK customers, therefore we have added this firm to our list of unauthorised firms which can be found at:
www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml 

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

 

Waarschuwing van Finansinspektionen van 15 maart 2012

Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Lefroy Hudson is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

Lefroy Hudson has a website (www.lefroy-hudson.com) using no address.

Lefroy Hudson's representatives contact investors in Sweden through unsolicited telephone calls.

To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

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