Reference tables prospectus
A draft prospectus submitted for approval to the AFM must be accompanied by the applicable filled-out reference tables.
Overview
Registration documents
- Annex 1: Registration document for equity securities
- Annex 2: Universal registration document
- Annex 4: Registration document for units of closed-end collective investment undertakings
- Annex 5: Registration document for depository receipts issued over shares
- Annex 7: Registration document for non-equity securities
- Annex 9: Registration document for asset-backed securities
- Annex 10: Registration documents for non-equity securities issued by third countries and their regional and local authorities
Securities notes
- Annex 11: Securities note for equity securities or units issued by collective investment undertakings of the closed-end type
- Annex 13: Securities note for depository receipts issued over shares
- Annex 14: Securities note for non-equity securities
Prospectus for equity securities (based on annexes 1 and 11) and for non-equity securities (based on annexes 7 and 14)
- Annex 15: Prospectus for equity securities / EU IPO prospectus (Based on Annexes 1 and 11)
- Annex 16: Prospectus for non-equity securities (Based on Annexes 7 and 14)
Additional information to be included in the prospectus
- Annex 17 Securities giving rise to payment or delivery obligations linked to an underlying asset
- Annex 18 Underlying share
- Annex 19 Asset-backed securities
- Annex 20 Pro forma information
- Annex 21 Guarantees
- Annex 22 Consent
- Annex 23 Non-equity securities advertised as taking into account ESG factors or pursuing ESG objective
Other categories of information
- Annex 28: List of additional information in final terms (geen verwijzingstabel beschikbaar)
- Annex 29: List of specialist issuers (geen verwijzingstabel beschikbaar)
EU Follow-on prospectus
- Annex 30 - EU Follow-on prospectus for equity securities
- Annex 31 - EU Follow-on prospectus for non-equity securities
- Annex 32 - EU Follow-on registration document for non-equity securities
- Annex 33 - EU Follow-on securities note for non-equity securities
EU Growth issuance prospectus
- Annex 34 - EU Growth issuance prospectus for equity securities
- Annex 35 - EU Growth issuance prospectus for non-equity securities’
Specialised issuers
Annex 29 of Delegated Regulation (EU) 2019/980 contains a list of specialised issuers for which additional information must be included in the prospectus. The specific information required is set out in paragraphs 128 to 145 of the ESMA Update of the CESR Recommendations. The AFM has also made reference tables available.