Short selling For Issuers of securities
New rules for the notification of short positions in listed companies will apply in Europe with effect from 1 November 2012. The new rules arise from the Regulation on short selling and certain aspects of credit default swaps and the technical implementation standards for this regulation.
Public notifications in a register
How can notifications be made of a net short position?
Net short sell notifications should be made electronically via Loket AFM. If you do not have an access code, one can be requested by e-mailing your company details to email@example.com.
Who is exempt from the duty of notification?
Calculating a net short position
Unhedged short transaction only under certain conditions
ESMA has published frequently asked questions on its website. The consultation papers and the final reports can be found on this website.
Do you have questions about the regulation? Contact us at + 31 (0)20 797 3717 or send an email to firstname.lastname@example.org