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Castlerigg UCITS Fund PLC (Clone of a FCA Authorised Firm)

21 aug 2015 Waarschuwing van een buitenlandse toezichthouder

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Boiler Room Name: Castlerigg UCITS Fund PLC (Clone of a FCA Authorised Firm)

Addresses:

(1) 1 Emperor Way, Exeter United Kingdom, EX1 3QS.
(2) Willihelm-Leushner Strasse 43, 60329 Frankfurt, Germany.
(3) 33 Sir John Rogerson’s Quay, Dublin 2 IRELAND (Clone of FCA Authorised Firm’s Address)

Telephone Numbers: +44 1392 914015; +49 800 723 9378; +353 1800 816 053
Website: www.castle-rigg.co.uk & www.castlerigginvestments.com
Email: info@castle-rigg.co.uk

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:

http://www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

This entity is cloning the name and address of a FCA authorised firm. The following FCA authorised firm has no association whatsoever with the organisation discussed above:

Firm name: Castlerigg UCITS Funds PLC Firm reference number: 537567 Address: 3 Sir John Rogerson’s Quay, Dublin 2 IRELAND

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by

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