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Brock Hartwick (UK)

10 jul 2014 Waarschuwing van een buitenlandse toezichthouder

De Britse FCA en de Ierse Central Bank of Ireland waarschuwen voor Brock Hartwick (UK).

De waarschuwing van de Ierse Central Bank of Ireland van 10 juli 2014

The Central Bank of Ireland today (10 July 2014) published the name of an unauthorised investment firm, Brock Hartwick (UK). Brock Hartwick (UK) is not authorised as an investment firm by the Central Bank.
A list of unauthorised persons/firms published to date is available on the Central Bank website.

It is a criminal offence for an unauthorised person or firm to provide financial services in Ireland that would require an authorisation under the relevant legislation for which the Central Bank is the responsible body for enforcing. Consumers should be aware that if they deal with a person or firm which is not authorised, they are not eligible for compensation from the Investor Compensation Scheme.

Any person wishing to contact the Central Bank with information regarding such persons or firms may telephone (01) 224 4000. This line is also available to the public to check if a person or firm is authorised. Since obtaining the necessary legal powers in August 1998, the names of 228 unauthorised persons or firms have been published by the Central Bank.

De waarschuwing van de Britse FCA van 4 juni 2014

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Name- Brock Hartwick
Address: Level 3, 25 Canada Square, London, E14 5LQ.
Tel- 02070609827
Fax- 02070603837
Website- www.brock-hartwick.com
Email- admin@brock-hartwick.com

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments"
include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at: www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

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