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Bauer Schmidt & Guenter

03 jun 2016 Waarschuwing van een buitenlandse toezichthouder

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Boiler Room Name: Bauer Schmidt & Guenter
Address: 500 Fifth Avenue, 42nd Street, New York, NY, 10110, United States
Website: www.bauerschmidt-guenter Email: info@bauerchmidt-guenter.com

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:

http://www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

This entity is cloning the name and address of a FCA authorised firm. The following FCA authorised firm has no association whatsoever with the organisation discussed above identifying itself as Bauer Schmidt & Guenter:

Name: Raymond James Investment Services t/a Brighton Capital Management
Firm reference number: 194713
Address: Broadwalk House, 5 Appold Street, London, EC2A 2AG
Tel: 02071513000, 02037983000 Website: www.rjis.co.uk, www.brightoncapital.co.uk
Email: RJISINFO@RaymondJames.com

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

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