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AXA Investment Managers (clone of FCA authorised firm)

30 apr 2014 Waarschuwing van een buitenlandse toezichthouder

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

Boiler Room Name: AXA Investment Managers (clone of FCA authorised firm)
Telephone: 0203 598 0278
Fax: 0203 322 7881
Website: www.axa-im.co.uk (using FCA authorised Firm’s website), www.axaim.com
Email: enquiries@axaim.co.uk, support@axaim.com

is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
http://www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

This entity is cloning the name and address of a FCA authorised firm. The following FCA authorised firm has no association whatsoever with the organisation discussed above identifying itself as AXA Investment Managers UK Ltd:

Firm name: AXA Investment Managers UK Ltd
Firm reference number: 119368
Address: 7 Newgate Street, London, EC1A 7NX
Telephone: 0207 003 1000
Fax: 0207 575 8585
Website: www.axa-im.co.uk, retail.axa-im.co.uk

If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

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