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Register substantial holdings and gross short positions

This overview shows all substantial holdings and gross short positions in issuing institutions and shares with special controlling rights.

An issuing institution is: a public limited company (naamloze vennootschap) incorporated under Dutch law whose (depositary receipts for) shares are admitted to trading on a regulated market in the Netherlands or in another Member State of the European Union or an EEA State, or a legal entity incorporated under the law of a state that is not an EU Member State and whose (depositary receipts for) shares are admitted to trading on a regulated market in the Netherlands.

As soon as the substantial holding or short position equals or exceeds 3% of the issued capital, the holder should report this. Subsequently, he should notify the AFM again when his substantial holding or short position consequently reaches, exceeds or falls below a threshold. This can be caused by the acquisition or disposal of shares by the shareholder or because the issued capital of the issuing institution is increased or decreased. Thresholds are: 3%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, 50%, 60%, 75% en 95%.

The duty to notify applies to legal entities as well as natural persons.

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WMZ notifications 1991  1996

The two older databases can be downloaded below

14 results found for register substantial holdings and gross short positions

Date of transaction Issuing institution Person obliged to notify
07 feb 2020 EXOR N.V. Harris Associates L.P.
12 nov 2019 EXOR N.V. Société Générale S.A.
28 oct 2019 EXOR N.V. Société Générale S.A.
27 may 2019 EXOR N.V. Harris Associates Investment Trust
08 may 2019 EXOR N.V. Harris Associates Investment Trust
08 apr 2019 EXOR N.V. Southeastern Asset Management, Inc.
29 mar 2019 EXOR N.V. Harris Associates Investment Trust
18 jan 2019 EXOR N.V. EXOR N.V.
24 oct 2018 EXOR N.V. Southeastern Asset Management, Inc.
09 feb 2018 EXOR N.V. Southeastern Asset Management, Inc.
15 dec 2016 EXOR N.V. Southeastern Asset Management, Inc.
14 dec 2016 EXOR N.V. Harris Associates L.P.
14 dec 2016 EXOR N.V. Harris Associates Investment Trust
11 dec 2016 EXOR N.V. Giovanni Agnelli B.V.

Date last update: 25 February 2020

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