For a quick registration, you need to submit the data in accordance with the specifications below.
|File type||Comma Separated Values file|
|File name||[company name (max 10 characters), yyyy-mm-dd, serial number of notification]|
|Delimiter in CSV file||; (semi-colon)|
|Text qualifier in CSV file||"|
The file must always contain the fields that are listed in the table below. In addition, the fields must be processed in the same order and according to an identical notation, including punctuation, upper case and lower case letters.
|Order||Field name||Description||Required value + designation||Maximum length|
|1||LEI_NR||Lei Number||Yes||20 characters|
|2||KVK_NR||Your company's Chamber of Commerce no.||Yes||8 figures|
|| Segment MIC if available
|4||ONDERNEMING_NAAM||Your company's name||Yes||50 characters|
For the identification of the instruments for which the company is SI
Yes, selection from one of the following values:
Yes - free text field that can be used to identifyat the most granular level for which instruments the company is SI So isin for equity, issuer for bonds, class for derivatives
Only include the instruments in which the SI is doing transactions smaller than Standard Market Size (SMS)
The notification must:
- within 24 hours of exceeding the SI threshold value
- in the aforementioned format
- as annex to the email message
- be sent to SIemail@example.com
- with the subject being: 'mutation SI-status'
Add 'SI-ID only' to the subject if the notification solely concerns a change in the SI-ID field and there is no change at MiFiR-ID level.
Based on the first notifications, we will provide feedback on the technical requirements and, if necessary, ask you to modify the file in accordance with the specification above.