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Onderwerp

 
 

Deze waarschuwingslijst bevat actuele waarschuwingen die de AFM heeft overgenomen van buitenlandse toezichthouders.

Deelonderwerpen

 
 
  • Taft Mackenzie Ventures 

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unau-thorised firms. Taft MacKenzie Ventures is not authorised by Finansinspek-tionen and is therefore not entitled to provide financial services. Finansinspek-tionen has not received any notification of cross-border activities from other EES countries.

    Taft MacKenzie Ventures has a website (www.taftmackenzie.com) using the following address: 18th Floor, West Wing, 1 Riverside Plaza, Columbus, OH 43215.

    Taft Mackenzie Ventures' representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finans-inspektionen's website at: www.fi.se under "Authorisation".


    FINANSINSPEKTIONEN

     

    Publicatie datum: 23-08-2011
  • Talisman Finance 

    The Central Bank of Ireland (“Central Bank”) today (20 November 2012) published the names of two unauthorised investment firms on its website: Goff Private Equity Limited (Ireland) and Talisman Finance (USA).

    Goff Private Equity Limited is not authorised as an investment firm in the State and is claiming or holding itself out to be an investment firm in the State.

    Talisman Finance is not authorised as an investment firm in the State and has been offering investment services to members of the Irish public.

    A list of unauthorised firms published to date is available on the Central Bank website.

    It is a criminal offence for an investment firm to operate in Ireland unless it has an authorisation from the Central Bank. Consumers should be aware that, if they deal with an investment firm which is not authorised, they are not eligible for compensation from the Investor Compensation Scheme.

    Any person wishing to contact the Central Bank with information regarding such firms may telephone (01) 224 4000. This line is also available to the public to check if an investment firm is authorised. Since obtaining the necessary legal powers in August 1998, the names of 200 unauthorised firms have been published by the Central Bank.

    Publicatie datum: 20-11-2012
  • Tate and Carver Consultancy Group 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Tate and Carver Consultancy Group
    168AD 27th Street,
    Near Hudson River,
    New York,
    NY 10011
    Tel: 1 518 2070179
    Fax: 1 518 9359241
    Website: www.tatecarverconsultancy.com
    Email: contact@tatecarverconsultancy.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 06-02-2012
  • Taurus Finans AS 

    Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Taurus Finans AS.

    Finanstilsynet has been informed that Taurus Finans AS (address: Olav Vs gate 5, 0161 Oslo) has approached Norwegian investors offering investment services. The company also offers services from a website http://www.taurusfinans.no/.

    Finanstilsynet wishes to make it clear that Taurus Finans AS is not authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. The company is consequently not subject to Finanstilsynet’s supervisory oversight, nor has Finanstilsynet approved the services offered by the company. Finanstilsynet therefore recommends investors not to enter into agreements with or transfer assets to Taurus Finans AS.

    Finanstilsynet's registry (http://www.finanstilsynet.no/registry) gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Finanstilsynet's website (http://www.finanstilsynet.no/markedsadvarsler/).

    Publicatie datum: 22-04-2013
  • Taylor Mannis 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Taylor Mannis
    Melbourne Tower
    1511 3rd avenue
    Seattle WA
    USA
    98101
    www.taylormannis.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in
    investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
    We note that the firm also has a website, www.taylornmannis.com

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 08-09-2011
  • The Bank.co 

    The Malta Financial Services Authority has become aware of  on-line operations  under names which include  “The Bank”,  “SaneFX Binary”, “New Rich Lazy Trader”, “FXPro2” and “Gold Trade Pro” which have an internet presence at ; www.thebank.co , http://sanefxbinary.com/, http://richlazytrader.com, http://fxpro2.com and  www.goldtradepro.com. These interconnected websites purport to offer financial services of various types and claim to be operated out of Malta by John Campbell.

    The MFSA wishes to alert the public, in Malta and abroad, that John Campbell and the mentioned operations are NOT licenced by the MFSA to provide any type of financial service. Accordingly, the MFSA warns the public against dealing with these entities.

    The MFSA would like to remind consumers of financial services not to enter into any financial services transaction unless they have ascertained that the entity with whom the transaction is being made holds a licence to provide such services from the MFSA or another reputable financial services regulator.

    A list of entities licensed by the MFSA is available from the Malta Financial Services Authority, and can be viewed on the MFSA website at www.mfsa.com.mt.

    Publicatie datum: 26-03-2013
  • The Bank Street Securities 

    De Ierse toezichthouder, Financial Regulator, waarschuwt het publiek tegen de activiteiten van The Bank Street Securities/TBS Securities (United Kingdom).

    Het originele Ierse persbericht vind je hieronder:

    The Central Bank of Ireland today (Friday, 11 February 2011) published a warning notice on The Bank Street Securities/TBS Securities (United Kingdom). The firm is not authorised as an investment firm in Ireland and
    has been offering investment services and/or investment advice to members of the Irish public. The notice is published today in Irish daily newspapers under the European Communities (Markets in Financial Instruments) Regulations 2007.

    It is a criminal offence for an investment firm to operate in Ireland unless it has an authorisation from the Central Bank of Ireland. Clients of unauthorised firms are not eligible for compensation from the Investor Compensation Scheme.

    Any person wishing to contact the Central Bank of Ireland with information regarding such firms may telephone (01) 224 4000. This line is also available to the public to check if an investment firm is authorised. Since obtaining the necessary legal powers in August 1998, 84 warnings naming 157 firms have been issued. A list of all warning notices issued to date is available on the website www.centralbank.ie

    Publicatie datum: 11-02-2011
  • The Bradford Group 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    The Bradford Group
    60 Albert St. Singapore 189969
    T: 0065 3158 2525
    Website: www.bradford-grp.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml 

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 06-03-2012
  • The Captrust Group 

    De Hong Kong Securities and Futures Commission (SFC) waarschuwt het publiek tegen de activiteiten van The Captrust Group.

    Name:  The Captrust Group
    Type of Scam:  Unlicensed Entities
    Address(es):  22nd Floor, Office Tower, Langham Place,
    8 Argyle Street, Mongkok, Kowloon, Hong Kong
    Website:  www.captrustgroup.com
    Remarks:  The above Hong Kong address belongs to a secretarial company.
    Add Date:  3 February 2010
      
    Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.

    Publicatie datum: 13-04-2010
  • The Clayton Group 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    THE CLAYTON GROUP
    ALBERT COMPLEX
    60 ALBERT STREET
    SINGAPORE 189969
    Tel: 0065 3158 2083
    E-mail: www.theclaytongrp.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our lists of unauthorised firms. These lists can be found at: http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 06-01-2012
  • The Hong Kong Futures and Options Exchange 

    De toezichthouder uit Hong Kong, SFC, waarschuwt het publiek tegen de activiteiten van The Hong Kong Futures & Options Exchange (The HKFOE).

    Lees hieronder het volledige bericht.

    Name: The Hong Kong Futures & Options Exchange (The HKFOE) (New)
    Type of Scam: Fake regulators and/or market operators
    Website: www.hkfoe.com
    Remarks: The company falsely claims to be a market operator in Hong Kong.
    Add Date: 7 June 2010

    Publicatie datum: 07-06-2010
  • The Kronos Group 

    Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by The Kronos Group.

    Finanstilsynet has been informed that The Kronos Group (address: Chinese Resources Building, 26 Harbour Road, Wan Chai, Hong Kong) has approached Norwegian investors offering investment services. The company also offers services from a website http://www.thekronosgroup.com/index.html.

    Finanstilsynet wishes to make it clear that The Kronos Group is not authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. The company is consequently not subject to Finanstilsynet’s supervisory oversight, nor has Finanstilsynet approved the services offered by the company. Finanstilsynet therefore recommends investors not to enter into agreements with or transfer assets to The Kronos Group.

    Finanstilsynet's registry gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Finanstilsynet's website.

    Publicatie datum: 25-09-2012
  • The Masons Corporation 

    The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

    The Masons Corporation
    Address: 275 Seventh Avenue, New York, NY 10001, USA
    Tel: (001) 646-5132-891
    Fax: (001) 646-2194-521
    Website: www.themasonscorp.com
    Email: customersupport@themasonscorp.com
    admin@themasonscorp.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
    www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 24-05-2013
  • The Pinnacle Group 

    Waarschuwing van de Central Bank of Ireland van 3 mei 2012

    Pursuant to Regulation 163(1) of the EC (Markets in Financial Instruments) Regulations 2007, the
    Central Bank of Ireland hereby advises that:

    Otis KPO, LLC
    (USA)

    Hannover & Rothchild Consultancy
    (USA)

    Russell Merger Group
    (Japan)

    Eldridge Financial
    (Switzerland)

    The Pinnacle Group
    (UK & Germany)

    are not authorised to provide investment services in Ireland.

    Any person with information about the above firms or who wishes to make enquiries about any other
    investment firm, whether authorised or not, should contact the Central Bank of Ireland on: 01 224 4000

    A list of warning notices issued to date by the Central Bank of Ireland is available on the following
    website: www.centralbank.ie

     

    Waarschuwing van de Financial Services Authority (“FSA”) van 20 februari 2012

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    The Pinnacle Group
    Caffamacherreihe 15,
    20355 Hamburg,
    Germany
    Tel: +44845 528 0031
    Fax: +44845 528 0032
    Website: www.pinnaclefgroup.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml 

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 03-05-2012
  • The Roiet Trading 

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    THE ROIET TRADING
    www.roiet-trading.com

    IS NOT authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

    For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Publicatie datum: 18-07-2011
  • The Tyler Group 

    De Financial Services and Markets Authority (FSMA) en de CNMV waarschuwen voor The Tyler Group.

    Waarschuwing van de CNMV van 24 september 2012

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    THE TYLER GROUP
    Plaza de Europa 9-11, Torre Inbisa
    08908 L’Hospitalet de Llobregat
    Barcelona
    www.thetylergroup.com

    Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, which includes investment advice, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

    From the investigations carried out by the CNMV, it has not been possible to ascertain whether this company is located in the above address.

    For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Waarschuwing van de Financial Services and Markets Authority (FSMA) van 3 september 2012

    The Financial Services and Markets Authority (FSMA) warns the public against the activities of The
    Tyler Group, a company that claims to offer investment services.

    The Tyler Group is not an authorized investment firm in Belgium. It is therefore not allowed to
    provide investment services in or from Belgium.

    The FSMA therefore advises against responding to any offers of financial services made by The
    Tyler Group and against transferring money to any account number they might mention.

    The Tyler Group claims to be established in Spain, Barcelona, L'Hospitalet de Llobregat, Plaza Europa
    9-11, 08908, Torre Inbisa Plaza Europa.

    Would you like to enquire more generally as to the regularity of a transaction being proposed? If so,
    please consult the Consumers page on the FSMA website (www.fsma.be) or contact the 'Relations
    with Consumers of Financial Services' department (tel.: +32 2 220 59 10; email address:
    peri@fsma.be).

    Publicatie datum: 03-09-2012
  • Thomas Anderson Advisory 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    THOMAS ANDERSON ADVISORY
    91 HUDSON STREET
    5TH FLOOR
    NEW YORK CITY
    NEW YORK 10013
    UNITED STATES

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.thomasandersonadvisory.com

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 14-04-2011
  • Thomas Capital 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    THOMAS CAPITAL

    1 Canada Square Canary Wharf London E14 5AA
    0203 608 1361 0870 626 2086
    www.thomas-cap.com info@thomas-cap.com
    Mariahilfer Straße 121 B/4. floor
    1060 Vienna
    Austria
    +43 720 881 022 +43 720 881 023

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ('investments' include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms operating in the United Kingdom. This list can be found at:

    www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    25 July 2012 

    Publicatie datum: 25-07-2012
  • Thompson Associates 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Thompson Associates
    7 King William St,
    London,
    EC4N 7DA.
    Tel: 08456861766

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

     

    Publicatie datum: 15-03-2012
  • Thompson Gerrard (Clone of previously FSA Registered firm) 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    THOMPSON GERRARD (Clone of previously FSA Registered firm)
    Address: Canada Square
    Floor 17
    Canary Wharf
    London
    E14 5AP
    Tel: 020 7060 5717
    Fax: 020 7060 6467

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms operating in the United Kingdom. This list can be found at:

    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    This entity is using the name and firm registration number of a previously FSA Registered firm. The following firm has no association whatsoever with the organisation described above that is identifying itself as Thompson Gerrard:

    • Thompson Gerrard
      FSA Firm Registration Number: 214220
      FSA Status: Appointed Representative – Former.
      This firm is no longer registered with the FSA.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 16-10-2012
  • Thomson McKinnon Capital Corp. 

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Thomson McKinnon Capital Corp. is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Thomson McKinnon Capital Corp. using the following address: 641 Lexington Avenue 30th Floor, N.Y. 10022 New York.

    Thomson McKinnon Capital Corp.'s representatives contact investors in
    Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check
    Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 20-10-2011
  • Tiger Consultants  

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TIGER CONSULTANTS (Clone of FSA registered Introducing AR firm)
    may also use the name of TIGER INVESTING

    Address:

    WESTMEAD HOUSE
    123 WESTMEAD ROAD
    SUTTON
    SURREY SM1 4JH

    Tel:

    0203 432 2216
    0203 411 0424

    Fax: 0208 711 5820

    Websites:

    www.tiger-investing.com
    www.tiger-consultants.com


    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    This entity is using the previous name, previous address and FSA registration number of a FSA registered firm. The following firm has no association whatsoever with the organisation discussed above that is identifying itself as Tiger Consultants (Tiger Investing):

    • Fusion (Tiger Consultants Ltd)
      86 Lind Road, Sutton, Surrey, SM1 4PL
      FSA Firm Reference Number: 193873


    The FSA believes that the organisation identifying itself as Nova Portfolio
    Management may be targeting UK customers. Therefore, we have added this firm to
    our list of unauthorised firms which can be found at:

    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

     

    Publicatie datum: 28-12-2011
  • Traders International Return Network (TIRN) 

    De Franse Autorité des Marchés Financiers (AMF) waarschuwt het publiek tegen de activiteiten van Traders International Return Network (TIRN).

    Het originele persbericht vind je hieronder:

    AMF issues a warning about Traders International Return Network (TIRN).

    The Autorité des marchés financiers (AMF) warns the public about the activities of Traders International Return Network (TIRN), which purportedly has offices in Spain and Panama.

    On its website (www.tirn.es) TIRN offers investments in the form of "high return programmes" apparently yielding up to 22% per month.

    The AMF points out that TIRN is not authorised in France to conduct direct marketing activities, operate as an investment services provider or receive funds. Furthermore, in the United States the Securities and Exchange Commission and the Commodity Futures Trading Commission have both filed enforcement actions against the company for fraud.

    The AMF therefore urges investors not to respond to offers of investment from TIRN.

    Publicatie datum: 20-02-2010
  • Titan Trading Group 

    De Zweedse toezichthouder, Finansinspektionen, waarschuwt het publiek tegen de activiteiten van Titan Trading Group.

    Lees hieronder het volledige bericht.

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Titan Trading Group is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Titan Trading Group has a website (www.titantradinggroup.com) using the following address: New York, New York 10005. 

    Titan Trading Groups’ representatives contact investors through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 16-06-2010
  • Titan Worldwide Recovery 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Titan Worldwide Recovery
    1380 Broadway
    New York 10001
    United States of America
    Tel: 0800 011 2383
    Tel: 0207 060 5534
    Tel: 0207 060 5717
    Tel: 0207 060 5535
    Tel: 0207 060 4558
    Tel: 0207 060 9433

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms 

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 21-01-2013
  • TND Capital 

    The Financial Services and Markets Authority (FSMA) warns the public against the activities of TND Capital, a firm which offers investment services.

    TND Capital is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium.

    The FSMA therefore advises against responding to any offers of financial services made by TND Capital and against transferring money to any account number they might mention.

    TND Capital claims to have offices in Japan at 24 F, GranTokyo South Tower, 1-1-44, Marunouchi
    Chiyoda-ku, 100-0005, Tokyo.

    TND Capital could have a connection with ATM Capital and Focus Point Capital, firms about which
    the FSMA published a warning on 24 February 2012.

    If you would you like to enquire more generally as to the regularity of a transaction being proposed, please consult the "Consumers "page of the FSMA website (www.fsma.be). You may also contact the
    'Relations with Consumers of Financial Services' department (tel.: +32 2 220 59 10; e-mail address: peri@fsma.be).

    Publicatie datum: 03-12-2012
  • Tortola Capital 

    De Belgische toezichthouder, CBFA, en de Oostenrijkse Finanzmarktaufsichtsbehörde (FMA) waarschuwen het publiek tegen de activiteiten van Tortola Capital.

    Lees hieronder het volledige Belgische bericht.

    The Banking, Finance and Insurance Commission (CBFA) warns the public against the activities of Tortola Capital (www.tortolacapital.com), which is contacting Belgian investors with a view to offering investment services.

    Tortola Capital claims to be a firm with its registered office in the British Virgin Islands at PO Box 2396, Road Town, and claims to have offices in Hungary at D épület, Gábor Dénes, 1117 Budapest and in the Bahamas at 68 South Service Road, Suite 2167, Nassau. It does not have the authorization in Belgium necessary to offer investment services in or from Belgium.

    The CBFA thus advises the public against responding to any offers of investment services made in the name of Tortola Capital and against transferring money to any account number they might mention.

    Anyone wishing more generally to enquire as to the regularity of any transaction proposed can find further information on the “Consumer Protection” page of the CBFA web site (www.cbfa.be) or by contacting the “Protection of Consumers of Financial Services” Department (telephone: +32 2 220 59 10; email address: peri@cbfa.be).


    Press contact

    Veerle De Schryver and Hein Lannoy
    (Press Officers)
    +32 2 220 57 06
    Press@cbfa.be

    Publicatie datum: 16-06-2010
  • Touch Financial 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Touch Financial (Clone of UK incorporated firm)

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    The organisation named above is also using a similar name to a previously FSA registered firm, Touch Financial Services Ltd 442805. This firm is no longer trading.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000. 

    Publicatie datum: 20-12-2011
  • TPG Securities 

    De Engelse Financial Services Authority (FSA) en de Ierse Financial Services Regulatory Authority waarschuwen het publiek voor de activiteiten van TPG Securities.

    FSA:

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TPG SECURITIES
    9 PARADEPLATZ
    ZURICH
    8001
    SWITZERLAND

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The following UK-incorporated firm have no association whatsoever with the organisation discussed above identifying itself as TPG Securities:

    • TPG Capital, LLP (FSA Authorised: 407891, Companies House No: OC308896)
      Stirling Square, 2nd Floor, 5-7 Carlton Gardens, London, SW1Y 5AD

    TPG Capital LLP does not have a subsidiary called TPG Securities and wishes to completely disassociate itself from the unauthorised entity.
    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.tpgsecurities.com.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    - - -

    Central Bank of Ireland:

    Pursuant to Regulation 163(1) of the EC (Markets in Financial Instruments) Regulations 2007, the Central Bank of Ireland hereby advises that:

    TPG Securities (Switzerland) is not authorised to provide investmentservices in Ireland.

    Any person with information about the above firm or who wishes to make enquiries about any other investment firm, whether authorised or not, should contact
    the Central Bank of Ireland on: 01 224 4000

    A list of warning notices issued to date by the Central Bank of Ireland is available on the following website: www.centralbank.ie 19th April 2011

    Publicatie datum: 19-04-2011
  • Trade4Profit BVBA/SPRL 

    The Financial Services and Markets Authority (FSMA) warns the public against the activities of
    Trade4Profit BVBA/SPRL. This company receives repayable funds from the public, offers investment services, and potentially engages in the public offering of investment instruments.

    Trade4Profit BVBA/SPRL is neither an authorized credit institution nor an authorized investment firm in Belgium. It is therefore not allowed to solicit repayable funds from the public in or outside Belgium nor is it allowed to provide investment services in or from Belgium. In addition, it does not have a prospectus approved by the FSMA for the public offering of investment instruments. Trade4Profit uses, amongst others, the website www.trade4profit.nl. It indicates that it works with the company Promonetco Corporation IBC, which claims to be established in the Seychelles.

    The FSMA therefore advises against responding to any offers of financial services made by Trade4Profit BVBA/SPRL and against transferring money to any account number it might mention.

    Trade4Profit BVBA/SPRL is established in 8 Diamantstraat, Box 358, 2200 Herentals, Belgium.

    If you would like to enquire more generally as to the regularity of a transaction being proposed, please consult the Consumers page of the FSMA website (www.fsma.be). You may also contact the 'Relations with Consumers of Financial Services' department by email (peri@fsma.be) or by phone (+32 2 220 59 10).

    Publicatie datum: 26-03-2013
  • TradeLikeTom 

    WARNING BY THE CSSF
    The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named TradeLikeTom (website www.tradeliketom.com) which offers online trading services to investors, by claiming to provide access to a regulated Luxembourg investment account.

    The CSSF informs the public that TradeLikeTom is not under the prudential supervision of the CSSF and has not been granted the required authorisation to offer such services in or from Luxembourg.

    Commission de Surveillance du Secteur Financier, L-2991 Luxembourg
    Phone : (+352) 26 25 1 -1 Fax: (+352) 26 25 16 01  
    E-mail:
    direction@cssf.lu     Web site : www.cssf.lu

    Publicatie datum: 07-04-2011
  • Traderforex.eu 

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities
    Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    TRADERFOREX.EU
    www.traderforex.eu

    Is not authorised to provide the investment services detailed in paragraph 1 and in letters
    a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to
    the financial instruments detailed in article 2 of the said Act, including, to such effects,
    transactions on foreign currency.

    For any query, please contact the Comisión Nacional del Mercado de Valores
    enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Publicatie datum: 10-09-2012
  • TradersRoom 

    De Hong Kong Securities Commission waarschuwt het publiek tegen de activiteiten van TradersRoom.

    Het originele persbericht vind je hieronder:

    Type: Unlicensed Entities
    Website: www.tradersroom.com
    Remarks: The company claims to provide online options trading platform and appears to be related to Zonit Enterprise Limited, another unlicensed entity on the Alert List.
    Add Date: 22 October 2010
     
    Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.

    Publicatie datum: 22-10-2010
  • Trading Bolsa, S.L. 

    De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Trading Bolsa, S.L.

    Lees hieronder het originele Spaanse persbericht van 21/02/2011:

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    TRADING BOLSA, S.L.
    Plaza Doctor Laguna 9, Local n. 3
    28009 – Madrid

    IS NOT authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

    For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Publicatie datum: 21-02-2011
  • Trading Estate BVBA (Mathias Vandermeeren) 

    The Financial Services and Markets Authority (FSMA) warns the public against the activities of Mr Mathias Vandermeeren and Trading Estate BVBA. They collect repayable funds from the public and are engaged in the public offering of investment instruments.

    Neither Trading Estate BVBA, a company headed up by Mr Mathias Vandermeeren, nor Mr Mathias Vandermeeren have the authorization necessary in Belgium to receive repayable funds. They may therefore not appeal to the public to receive funds in or outside Belgium. In addition, they do not have a prospectus approved by the FSMA for the public offering of investment instruments.

    The FSMA therefore advises against responding to any offers of financial services made by Mathias Vandermeeren and Trading Estate BVBA and against transferring money to any account number they might mention.

    Trading Estate BVBA is registered in Gustaaf Callierlaan 102, 9000, Ghent (Belgium).

    If you would like to enquire more generally as to the regularity of a transaction being proposed, please consult the Consumers page of the FSMA website (www.fsma.be). You may also contact the 'Relations with Consumers of Financial Services' department by email (peri@fsma.be) or by phone (+32 2 220 59 10).

    Publicatie datum: 01-02-2013
  • Trading Resource Capital Management 

    De Noorse Kredittilsynet (The Financial Supervisory Authority of Norway) waarschuwt het publiek tegen de activiteiten van Trading Resource Capital Management.
     
    Lees hieronder het originele persbericht:

    Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Trading Resource Capital Management.

    Finanstilsynet has been informed that Trading Resource Capital Management (address: Plaska 622/3,150 00 Prague 5, Czech Republic) has approached Norwegian investors offering investment services. The company also offers services from a website www.trcapitalmgmt.com.

    Finanstilsynet wishes to make it clear that Trading Resource Capital Management is not authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. The company is consequently not subject to Finanstilsynet’s supervisory oversight, nor has Finanstilsynet approved the services offered by the company. Finanstilsynet therefore recommends investors not to enter into agreements with or transfer assets to Trading Resource Capital Management.

    Finanstilsynet's registry (http://www.finanstilsynet.no/registry) gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Finanstilsynet's website (http://www.finanstilsynet.no/markedsadvarsler/).

    Publicatie datum: 02-12-2010
  • Trafalgar International 

    The Financial Services and Markets Authority (FSMA) warns the public against the activities of Trafalgar International, a company with offices at avenue Lloyd Georgelaan 7, 1050 Brussels, which claims to be offering investment services and insurance intermediation services.

    Trafalgar International does not have the authorization as an investment firm which is necessary to offer investment services in or from Belgium. Moreover, Trafalgar International is neither registered with the FSMA as an insurance and reinsurance intermediary, nor as an intermediary in banking and investment services.

    The FSMA thus advises the public against responding to any offers of investment services made by Trafalgar International and against transferring money to any account number they might mention.

    Anyone wishing more generally to enquire as to the regularity of any transaction proposed can find further information on the “Consumers” page of the FSMA website (www.fsma.be) or by contacting the competent department (telephone: +32 2 220 59 10; email address: peri@fsma.be).

    Publicatie datum: 24-06-2011
  • Tramita Funds 

    De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Tramita Funds.

    Het originele persbericht vind je hieronder:

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities
    Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    TRAMITA FUNDS
    Calle Rami Ral, 161, Suite 103
    Mataró

    Is not authorised to provide the investment services detailed in paragraph 1 and in letters
    a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to
    the financial instruments detailed in article 2 of the said Act, including, to such effects,
    transactions on foreign currency.

    For any query, please contact the Comisión Nacional del Mercado de Valores
    enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Publicatie datum: 24-01-2011
  • tranen.capital@pbmail.net 

    De Noorse Kredittilsynet (The Financial Supervisory Authority of Norway)  waarschuwt het publiek tegen de emailing van tranen.capital@pbmail.net.

    Lees hieronder het originele persbericht:

    Kredittilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted in the name of Tranen Capital, Ltd. through tranen.capital@pbmail.net.

    Kredittilsynet has been informed that Norwegian investors has been approached by e-mail through the address tranen.capital@pbmail.net through which investments through Tranen Capital, Ltd. (address: #6, Third Floor, P.O. Box 875, Qwomar Trading Building, Road Town, Tortola, British Virgin Islands VG 1110, website: http://tranencapital.com.) has been marketed.

    Kredittilsynet wishes to make it clear that neither tranen.capital@pbmail.net nor Tranen Capital, Ltd. are authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. Tranen.capital@pbmail.net and Tranen Capital, Ltd. are consequently not subject to Kredittilsynet’s supervisory oversight, nor has Kredittilsynet approved the services offered. Kredittilsynet therefore recommends investors not to enter into agreements after approaches as mentioned above.

    Tranen Capital, Ltd. does not acknowledge the marketing done by tranen.capital@pbmail.net. According to Tranen Capital, Ltd. the firm is not performing any investment services into Norway.

    Kredittilsynet's registry gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Kredittilsynet's website.

    Publicatie datum: 19-05-2010
  • Transfer Services Ltd 

    De Hong Kong Securities and Futures Commission (SFC) waarschuwt het publiek tegen de activiteiten van Transfer Services Ltd.
     
    Lees hieronder het originele persbericht:

    Name: Transfer Services Ltd 
    Type of Scam: Unlicensed Entities
    Address(es): 3905 Two Exchange Square
    8 Connaught Place
    Central, Hong Kong
    Website: www.transferslimited.com
    Remarks: The company gives the above address but is not located there. The company acts as a clearing house for Beijing Securities, another unlicensed entity on the Alert List.
    Add Date: 11 March 2010
     
    Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.

    Publicatie datum: 11-11-2010
  • Transunion Financial 

    Warning against Transunion Financial

    Finansinspektionen (the Swedish Financial Supervisory Authority) has
    today published this statement in order to warn investors against dealing with unauthorised firms. Transunion Financial is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektio- nen has not received any notification of cross-border activities from other EES countries.

    Transunion Financial has a website (www.transunionfinancial.com) using the following address: 607 Nathan Road, Yau Tsim Mong, Kowloon, Hong Kong.

    Transunion Financial's representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    26-07-2012
    FINANSINSPEKTIONEN


    Publicatie datum: 26-07-2012
  • Trapezitai Credit & Savings Ekonomisk förening 

    Trapezitai Credit & Savings Ekonomisk förening (registration number 719619-5127) is not authorised by Finansinspektionen (the Swedish Financial Supervisory Authority) to conduct banking business or provide financial services and is therefore not under the supervision of Finansinspektionen.

    Trapezitai Credit & Savings Ekonomisk förening is not registered to conduct any other financial business either.

    The association is presented on the website www.tcsef.com.

    All regulated business in Sweden are listed at Finansinspektionen's website at www.fi.se and Authorisation.

    Publicatie datum: 15-05-2012
  • Travel Rule, S.L. 

    De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Travel Rule, S.L.

    Lees hier het originele persbericht:

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    TRAVEL RULE, S.L.
    C/ Diego de León, 28
    28006 - Madrid

    Or
    Av. Alfonso XIII, 19
    28002 - Madrid

    Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

    Additionally, the CNMV advises that the following persons are business-related to the referred company:

    CESAR EDUARDO ARÉVALO OLMOS

    From the investigations carried out by the CNMV, it has not been possible to ascertain whether this company is located in the above addresses.

    For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

    Publicatie datum: 21-02-2011
  • Treld Invest GB 

    The Autorité des Marchés Financiers (AMF) is warning the public about the activities of Treld Invest GB. In particular, the AMF points out that this company is not authorised to provide investment services or financial investment advice on the territory of France.

    Treld Invest GB contacts French-resident investors, particularly by phone, to encourage them to buy securities, promising substantial capital gains within six months. Treld Invest GB is not authorised to provide investment services or financial investment advice on French territory, to engage in direct marketing of banking or financial products or to receive funds in France.

    The AMF therefore urges investors not to respond to the company’s offers and to refrain from passing them on to third parties in any form.

    As a rule, before entering into any business dealings, you should always check that the financial intermediary proposing or advising such investments is listed as a financial institution authorised to conduct business in France (http://www.amf-france.org > Check for an authorisation). Unauthorised intermediaries are liable for criminal penalties. If the intermediary that contacts you is not on these lists, we strongly advise you not to respond to its offers.

    Find answers to your questions on this subject by visiting our website at http://www.amf-france.org or call our investors’ helpline, AMF Epargne Info Service, on +33 (0)1 5345 6200 between 9.00 am and 5.00 pm Monday to Friday.

    Publicatie datum: 22-11-2012
  • Trendex Research UK 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TRENDEX RESEARCH UK
    (trading address, website address not known)

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 16-05-2011
  • Trias ltd  

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Trias Ltd
    3829 South Edmunds St
    Seattle WA
    98118
    www.triasltd.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.triasltd.com

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 07-09-2011
  • Tribune Assets Management Ltd. 

    De Zweedse toezichthouder Finansinspektionen en de Britse toezichthouder FSA waarschuwen het publiek tegen de activiteiten van Tribune Assets Management Ltd.


    Lees hier het bericht van Finansinspektionen (7/10/2011):

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Tribune Assets Management Ltd. is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Tribune Assets Management Ltd. has a website (www.tribune-assets.com)
    using the following address: 888 West Jackson Boulevard Chicago,
    Illinois 60604.

    Tribune Assets Management Ltd.'s representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

     

    Lees hier het bericht van de FSA (29/11/2011):

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TRIBUNE ASSETS MANAGEMENT LTD.
    888 WEST JACKSON BOULEVARD
    CHICAGO
    60604, ILLINOIS
    UNITED STATES OF AMERICA
    Ph: +1 312 465 1657
    Fax: +1 312 896 9308
    www.tribune-assets.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

     

     

    Publicatie datum: 07-10-2011
  • TrillionFX 

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. TrillionFX is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not
    received any notification of cross-border activities from other EES countries.

    TrillionFX has a website (www.trillionfx.co) using the following address: Klarabergsviadukten 70, Box 70396, Stockholm, S-107 24 Sweden.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 04-10-2011
  • Trilogy Investment Funds plc  

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TRILOGY INVESTMENT FUNDS PLC
    TEL.: 0845 528 0689
    FAX: 0845 528 0876
    EMAILS: info@trilogyinvestmentfunds.com
    admin@trilogyinvestmentfunds.com
    WEBSITE: www.trilogyinvestmentfunds.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The following FSA Authorised firm have no association whatsoever with the organisation discussed above identifying itself as Trilogy Investment Funds plc:

    • Trilogy Investment Funds plc (FSA Registration: 504904)
      70 Sir John Rogerson’s Quay, Dublin 2


    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 30-04-2012
  • Trinity Options and Futures Group 

    De Engelse Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van Trinity Options and Futures Group.

    Lees hieronder het originele Engelse persbericht:

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    TRINITY OPTION AND FUTURES GROUP
    BRUSSELS LOUISE
    LOUISE TOWER
    AVANUE LOUISE 149
    1050 BRUSSELS
    BELGIUM

    AND

    SEAFIRST FIFTH AVENUE
    PLAZA, 800 FIFTH AVENUE
    SUITE 4101 SEATTLE
    WASHINGTON 98104
    USA

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.tofgroup.com.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 28-02-2011
  • Trowbridge Capital 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Trowbridge Capital

    Zurich
    Switzerland

    Tel: 0041 445087203
    Tel: 08721157852

    Email: info@trowbridge-capital.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:

    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 17-09-2012
  • Turner Financial Inc. 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Turner Financial Inc.
    15th Fl., Akasaka Tokyu Plaza Bldg.
    14-3, Nagata-Cho 2-Chome, Chiyoda-Ku
    Tokyo 100-0014
    TEL: 0081345780070 and 008155129893
    FAX: 0081367459504
    WEBSITE: www.turnerfinc.com
    EMAIL: administration@turnerfinc.com; joseph.cohen@turnerfinc.com, scott.larson@turnerfinc.com, david.pollock@turnerfinc.com,

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK consumers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml 

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 24-02-2012