De website afm.nl maakt gebruik van cookies

Toestaan Meer informatie

ConsumentenRisicoActuele waarschuwingenActuele waarschuwingslijst buitenlandJ

 

J

 
 

Onderwerp

 
 

Deze waarschuwingslijst bevat actuele waarschuwingen die de AFM heeft overgenomen van buitenlandse toezichthouders.

Deelonderwerpen

 
 
  • Jacobson Group 

    De Engelse toezichthouder Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van Jacobson Group. 

    Het originele Engelse persbericht vind je hieronder:

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Jacobson Group
    357 West 58th Street
    New York
    NY 10019
    USA

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.jacobsongroup.net

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 09-02-2011
  • Jam Capital 

    De Engelse toezichthouder, Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van Jam Capital.

    Lees hieronder het originele bericht.

    FSA ALERT – JAM CAPITAL

    The Financial Services Authority (“FSA”) would like to alert all recipients that:

    JAM CAPITAL
    Shin Marunouchi Building
    1-5-1 Marunouchi
    Chiyoda-ku
    Tokyo
    100-6590 Japan

    747 7th Avenue
    New York
    NY10019
    USA

    is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares). The FSA believes that this organisation may be targeting UK customers. We note that the firm also has a website, www.jam-capital.com.

    If you have any further questions on this matter please email ENF-BRFORMS@fsa.gov.uk

    Publicatie datum: 11-05-2010
  • Jefferson Brookes 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    JEFFERSON BROOKES
    WORLD TRADE CENTRE
    LEUTSCHENBACHSTRASSE 95
    8050
    ZURICH
    SWITZERLAND

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.jeffersonbrookes.com

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 18-04-2011
  • Jesup and Lamont 

    De Engelse toezichthouder, Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van Jesup & Lamont.

    Lees hieronder het originele bericht.

    FSA ALERT – JESUP & LAMONT

    The Financial Services Authority (“FSA”) would like to alert all recipients that:

    JESUP & LAMONT
    650 FIFTH AVENUE, 3RD FLOOR
    NEW YORK
    NY 10019
    USA

    is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares). The FSA believes that this organisation may be targeting UK customers. We note that the firm also has a website, www.jesuplamont.com If you have any further questions on this matter please email ENF-BRFORMS@fsa.gov.uk

    Publicatie datum: 11-05-2010
  • Jinghua International Group 

    Warning against Jinghua International Group
    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Jinghua International Group is not authorised by Finansinspek-tionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Jinghua International Group has a website (www.jinghuaintgroup.com) using the following address: Jinghua South Street, Floor 14, Office Park CBD, Chao-yang District, Beijing, 100020.

    Jinghua International Group's representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 07-10-2011
  • JLS Capital Group 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    JLS CAPITAL GROUP
    TOHO TWIN TOWER BUILDING 5F
    1-5-2 YARAKUCHO CHIYODA-KU
    TOKYO 100-0006
    JAPAN

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).
    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website at www.jlscapitalgroup.com.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 09-06-2011
  • JM Finance Group 

    De Engelse Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van JM Finance Group. 

    Meer informatie vind je op de website van de FSA.

    Publicatie datum: 14-02-2011
  • JM Financial Services Ltd. (Clone of FSA Registered firm) 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    JM Financial Services Ltd. (Clone of FSA Registered firm)

    Tel: 02077864706

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    This entity is using the name of a FSA Registered firm. The following firm has no association whatsoever with the organisation described above that is identifying itself as JM Financial Services Ltd.:

    • J.M Financial Services Ltd.
      FSA Firm Registration Number: 225128
      J.M Financial Services Ltd. is an appointed representative firm of City
      Financial (Aberdeen) Ltd. (FSA number: 188023).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:

    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 07-09-2012
  • Johnson McQuade Acquisitions Corp. 

    De Britse toezichthouder (Financial Services Authority, FSA) en de Zweedse toezichthouder Finansinspektionen waarschuwen tegen de activiteiten van Johnson McQuade Acquisitions.

    Bericht van de FSA (11-09-2012)

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    Johnson McQuade Acquisitions

    60 State Street
    Suite 700
    Boston
    Massachusetts 02109
    United States of America

    Tel: 001-617-765-0171
    Fax: 001-617-765-0105

    Website: www.johnsonmcquadeacquisitions.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:

    http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Bericht van Finansinspektionen (02-04-2012)

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unau-thorised firms. Johnson McQuade Acquisitions Corp. is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Johnson McQuade Acquisitions Corp. has a website (www.johnsonmcquadeacquisitions.com) using the following address: 60 State Street, Suite 700, Boston, Massachusetts 02109, United States.

    Johnson McQuade Acquisitions Corp.'s representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 11-09-2012
  • Johnson & Sterling Consultancy Services 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    JOHNSON & STERLING CONSULTANCY SERVICES
    156 EAST 27TH STREET
    SUITE 189A
    NEW YORK
    NY 10165
    USA

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml 

    We note that the firm also has a website at www.johnsonsterlingconsultancy.com.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 04-07-2011
  • John Windsor and Associates 

    De Engelse toezichthouder Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van John Windsor and Associates. 

    Het originele Engelse persbericht vind je hieronder:

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    John Windsor and Associates
    04 Rue Delausanne
    Geneva
    Switzerland 1201

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

    We note that the firm also has a website, www.johnwindsorandassociates.com.

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 14-02-2011
  • Jones Capital 

    The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

    JONES CAPITAL
    HEAD OFFICE:
    WIENERBERGSTRASSE 9, SUITE #123
    VIENNA 1100
    AUSTRIA
    TEL.: +43 192 802 12
    FAX: +43 192 802 13

    And

    UK OFFICE:
    SUITE 247, 155 MINORIES
    LONDON EC3N 1AD
    UNITED KINGDOM
    TEL.: +44 203 318 9966
    FAX: +44 870 626 2044
    www.jones-capital.com

    is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

    They purport to be based in the UK, however this is false. We believe they are based overseas.

    The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
    http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml 

    If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

    Publicatie datum: 06-03-2012
  • Jordan & Cole Investments Ltd 

    De Ierse Financial Services Regulatory Authority waarschuwt het publiek tegen de activiteiten van Jordan & Cole Investments Ltd, (Singapore, Panama, British West Indies, Bahrain & Taiwan) 

    Lees hier het originele persbericht

    Pursuant to Regulation 163 (1) of the EC (Markets in Financial Instruments) Regulations 2007, the Irish Financial Services Regulatory Authority (Financial Regulator) hereby advises that:

    Jordan & Cole Investments Ltd (Singapore, Panama, British West Indies, Bahrain & Taiwan) is not authorised to provide investment services in Ireland.

    Any person with information about the above firms or who wishes to make enquiries about any other investment firm, whether authorised or not, should contact the Financial Regulator enquiry line at: Locall 1890 200 469

    A list of warning notices issued to date by the Financial Regulator is available on the following website: www.financialregulator.ie 

    Publicatie datum: 21-04-2010
  • Jorge Rafael Calderón Zamanillo 

    De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Jorge Rafael Calderón Zamanillo.

    Lees hier het originele persbericht:

    Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

    JORGE RAFAEL CALDERÓN ZAMANILLO
    c/ Clara del Rey, 44
    28002 - Madrid

    Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

    For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es)

    Publicatie datum: 21-02-2011
  • Joseph Cooke Ltd 

    De Zweedse toezichthouder, Finansinspektionen, waarschuwt het publiek tegen de activiteiten van Joseph Cooke Ltd.

    Lees hieronder het bericht.

    Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Joseph Cooke Ltd. is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

    Joseph Cooke Ltd. has a website (www.jbcooke.com) using the following addresses:

    • Geneva Rue du Rhone, Rue du Rhone 14, 1204 Geneva, Switzerland.
    • Panama City World Trade Centre, First Floor Commercial Area, Calle 53, Marbella, Panama City, P.O. Box 0832-01295, Panama.
    • Ocean Club West Plaza, Unit 108, P.O. Box 646, Providenciales, Turks & Caicos Islands, British West Indies.
    • Dubai Burjuman, Burjuman Tower, 18th floor, P.O. Box 121828, Dubai 43659, United Arab Emirates.
    • One International Finance Centre, 1 Harbour View Street 33/F, Hong Kong, Hong Kong.

    Joseph Cooke Ltd.’s representatives contact investors in Sweden through unsolicited telephone calls.

    To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

    Publicatie datum: 16-06-2010