D

• Dai-ichi Securities 

  De Deense toezichthouder Danish Financial Supervisory Authority (DFSA) waarschuwt het publiek tegen de activiteiten van Dai-ichi Securities.

  Lees hieronder het originele persbericht:

  The Danish Financial Supervisory Authority has been informed that Dai-ichi Securities unsolicited has offered to carry out financial services. The company's address is 15th floor, KDDI Otemachi building, 1-8-1 Otemachi, Chiyoda-Ku, Tokyo 100-0004, Japan and the company's homepage is www.dai-ichi-securities.com.

  Dai-ichi Securities does not have authorization from the Danish Financial Supervisory Authority in accordance with the Financial Business Act to carry out such services in Denmark.

  The company has not been notified in Denmark from any foreign Financial Supervisory Authority.

  Companies which are authorized to carry out financial services in Denmark can be found at The Danish Financial Supervisory Authority's homepage (www.dfsa.dk/sw1296.asp).

  Publicatie datum: 15-04-2010
• Dailey Securities, Inc. 

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Dailey Securities, Inc. is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Dailey Securities, Inc. has a website (www.daileysecurities.us) using the following address: 1143 Lexington Avenue, New York, NY 10021.

  Dailey Securities, Inc.'s representatives contact investors through unsolicited telephone calls and offer to buy their holdings of shares in an American OTC company. However, the investor must first pay a fee in advance, (Registration Fee per Share). This is an advance fee fraud scheme.

  All regulated business in Sweden are listed at Finansinspektionen's website at www.fi.se and Authorisation.

   

  Publicatie datum: 09-12-2011
• Daily Report, S.A. 

  Pursuant to the second paragraph of Article 13 of Law 24/1988, July 28th, the Securities Market Act, the Comisión Nacional del Mercado de Valores advises that:

  DAILY REPORT, S.A.
  A- 63429765
  Avd. Diagonal 615, 8ºA
  08028 BARCELONA

  is not authorised to provide the investment services detailed in paragraph 1 and letters a) and c) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in paragraph 4 of the said Article, including, to such effects, transactions on foreign currency.

  Likewise, the CNMV hereby warns that the agreement entered into between DAILY REPORT, S.A. and a German investment firm does not enable the Spanish company to provide investment services in Spain.

  In addition, the CNMV warns the public that the following natural persons are business-related to DAILY REPORT, S.A:

  JOSÉ SALA BLAZQUEZ
  DAVID LAGO SERRA
  BASIL INVEST, AG
  CHALID ARRAB
  JUAN FRANCISCO GALLEGO PEREZ
  SERGIO BROSA DEL POZO

  We are aware that the above-mentioned company has been operating in Spain until the present date.

  For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

  Publicatie datum: 11-01-2013
• Dant and Company LLC 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DANT AND COMPANY LLC
  Address: 750 7th Avenue
  New York
  NY 10019
  USA
  Tel: +1 646 205 1015
  Fax: +1 646 786 4623
  Website: www.dantcompany.com
  Email: info@dantcompany.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore,we have added this firm to our list of unauthorised firms operating in the UnitedKingdom. This list can be found at:
  http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 19-09-2012
• Davidson Capital Partners 

  Warning Financial Services Authority (FSA) 31 May 2012

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DAVIDSON CAPITAL PARTNERS
  98 – D EAST MAIN STREET
  SUITE 209
  BATAVIA
  NEW YORK
  14021

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml 

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

   

  Warning Central Bank of Ireland 3 April 2012

  Pursuant to Regulation 163(1) of the EC (Markets in Financial Instruments) Regulations 2007, the Central Bank of Ireland hereby advises that:

  Davidson Capital Partners (USA)

  is not authorised to provide investment services in Ireland.

  Any person with information about the above firm or who wishes to make enquiries about any other investment firm, whether authorised or not, should contact the Central Bank of Ireland on:
  01 224 4000

  A list of warning notices issued to date by the Central Bank of Ireland is available on the following website: www.centralbank.ie

  Publicatie datum: 31-05-2012
• Dawson & Crane Inc. 

  INVESTOR WARNING (Vienna, 13 July 2012)
  Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

  By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 13 July 2012, the FMA informs that

  Dawson & Crane Inc. with alleged business location in 37th Floor The Center, 99 Queen’s Road Central Central Hong Kong. Contact No: +(852) 397-33802 Fax Number: +(852) 302-07424 E-Mail: admin@dawsoncrane.com

  is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

  Finanzmarktaufsicht (FMA) / Austrian Financial Market Authority (FMA) A-1090 Wien/Vienna, Otto-Wagner-Platz 5 Tel. +43 (0)1 249 59 - 4211, Fax +43 (0)1 249 59 - 4299 http://www.fma.gv.at
  
  

  Publicatie datum: 13-07-2012
• Dawson and Fielding Inc 

  De Zweedse toezichthouder Finansinspektionen en de British Columbia Securities Commission (BCSC) waarschuwen het publiek tegen de activiteiten van Dawson & Fielding Inc.

  Het originele persbericht van de BCSC:
  17/05/2010
  Warning against Dawson & Fielding Inc.

  The British Columbia Securities Commission (BCSC) warns investors againt Dawson & Fielding Inc.

  The Address:

  Park Place, 23^rd Floor
  666 Burrard Street
  Vancouver, BC V6C 2Z7
  Telephone: (604) 628 2811
  Fax : (604) 484 1951
  www.dawsonfielding.com

  Background: We received an enquiry from a resident of a foreign jurisdiction who had been cold-called by representatives of Dawson & Fielding Inc. (Dawson), in April of 2010, and solicited to open an account with Dawson and purchase securities of a certain company. On its website. Dawson purports to be a seed-state-venture capital fund located on the 23^rd Floor, 666 Burrard Street, Vancouver, British Columbia. Dawson is not located at that address and is not registered in British Columbia to trade in, or advise on, securities and exchange contracts

  De Zweedse toezichthouder Finansinspektionen waarschuwt het publiek tegen de activiteiten van Dawson & Fielding Inc.

  
  Het originele Zweedse persbericht:
  03/03/2010
  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Dawson & Fielding Inc. is not authorised
  by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Dawson & Fielding Inc. has a website (www.dawsonfielding.com) using the following address: 8th Floor, AIG Building, 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo, 100-0005, Japan.

  Dawson & Fielding Inc.’s representatives contact investors in Sweden through unsolicited telephone calls.

  To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

   

   

   

   

   

   

   

  Publicatie datum: 17-05-2010
• Dawson White Trust, DW Trust 

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Dawson White Trust is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Dawson White Trust has a website (www.dawsonwhitetrust.com) using the following address: Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong Island, Hong Kong S.A.R.

  Dawson White Trust's representatives contact investors through unsolicited telephone calls.

  All regulated business in Sweden are listed at Finansinspektionen's website at www.fi.se and Authorisation.

  Publicatie datum: 17-08-2012
• Dc Digital Finance Lt. 

  The Commissione Nazionale per le Società e la Borsa (CONSOB) reports that the companies Ikko Investments, with declared headquarters in Great Britain, Dc Digital Finance Lt, with declared headquarters in Cyprus, Mika Holdings Inc., with declared headquarters in the British Virgin Islands, 247 Holdings Group Ltd, with declared headquarters in Great Britain and Market Punter Pty Ltd, with declared headquarters in Australia, are not authorised to provide investment services in Italy in any way and, therefore, not even through their respective websites www.ikkotrader.com, www.optionbit.com, www.optionfair.com, www.24option.com, www.marketpunter.com.

  Publicatie datum: 12-07-2012
• DC Financial 

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. DC Financial is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  DC Financial has a website (www.dcfinancial.us) using the following address: 460 L St. NW, Unit 826 Washington DC 20001-2566.

  DC Financial's representatives contact investors in Sweden through unsolicited telephone calls.

  To find out whether a company or individual is authorised, check Finans-inspektionen's website at: www.fi.se under "Authorisation".

  Publicatie datum: 23-06-2011
• Dealers Quality Consulting, S.L. 

  De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Dealers Quality Consulting, S.L.

  Lees hier het originele persbericht:

  Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:

  DEALERS QUALITY CONSULTING, S.L.
  www.dealers.com.es
  c/ Diego de León, 28
  28006 - Madrid

  Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

  Additionally, the CNMV advises that the following persons are businessrelated to the referred company:

  CESAR EDUARDO ARÉVALO OLMOS
  HÉCTOR JAVIER HERNÁNDEZ GÓMEZ
  PEDRO MANUEL MARTÍN ORANTOS

  For any query, please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s web site (www.cnmv.es).

  Publicatie datum: 21-02-2011
• Dean Witter Consultancy (USA) 

  The Central Bank today (3 April 2013) published the name of an unauthorised investment firm, Dean Witter Consultancy (USA). Dean Witter Consultancy (USA) has been offering investment services to members of the Irish public and is not authorised as an investment firm in Ireland.

  A list of unauthorised firms published to date is available on the Central Bank website.

  It is a criminal offence for an investment firm to operate in Ireland unless it has an authorisation from the Central Bank of Ireland. Consumers should be aware that, if they deal with an investment firm which is not authorised, they are not eligible for compensation from the Investor Compensation Scheme.

  Any person wishing to contact the Central Bank of Ireland with information regarding such firms may telephone (01) 224 4000. This line is also available to the public to check if an investment firm is authorised. Since obtaining the necessary legal powers in August 1998, the names of 210 unauthorised firms have been published by the Central Bank.

  Publicatie datum: 03-04-2013
• Decker Investors Corporation 

  The Cyprus Securities and Exchange Commission (‘the Commission’) wishes to inform the investors that the company “Decker Investors Corporation”, (http://www.deckercorporation.com):

  1. Is not permitted to provide investment and ancillary services in the Republic, pursuant to Investment Services and Activities and Regulated Markets Law, as:

  • It has never been authorized by the Commission.
  • Ιt is not a bank or a cooperative firm, established in the Republic and authorised to provide such services.
  • No notification has been received by a competent authority of another

  Member State, pursuant to sections 77 and 80 of the above mentioned Law. 

  2. Is not regulated by the Commission.

  The Commission urges investors, before conducting business with Investment Firms, to consult its Web Site (http://www.cysec.gov.cy/default_en.aspx) to confirm the entities that are authorised to provide investment services in the Republic.

  Nicosia, June 5th, 2012 

  Publicatie datum: 05-06-2012
• Mr Guy Declerck, DC BVBA and DCMi-U BVBA 

  The Financial Services and Markets Authority (FSMA) warns the public against the activities of Mr Guy Declerck, DC BVBA and DCMi-U BVBA, who act as an insurance intermediary and insurance company.
  

  They operate - amongst others - in the motor sports insurance sector under the brand name 'Ermis'.

  Mr Guy Declerck acts both in his own name and on behalf of the companies DCMi-U BVBA (declared bankrupt on 6 July 2012) and DC BVBA. Mr Guy Declerck and these companies have neither the registration required in Belgium for insurance intermediation, nor the authorization required in Belgium for insurance activities. They are therefore not allowed to act as an insurance intermediarynor as an insurance company in Belgium.

  The FSMA therefore advises against responding to any offers of financial services made by Guy Declerck, DC BVBA and DCMi-U BVBA and against transferring money to any account number they might mention.

  DC BVBA and DCMi-U BVBA are established at 7 Nerviërslei, 2900, Schoten.

  If you would like to enquire more generally as to the regularity of a transaction being proposed, please consult the Consumers page of the FSMA website (www.fsma.be). You may also contact the 'Relations with Consumers of Financial Services' department by email (peri@fsma.be) or by phone (+32 2 220 59 10).
  Brussels, 23 April 2013

  Publicatie datum: 24-04-2013
• Delacour Investments / Delacour Group Ltd 

  The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

  Delacour Investments / Delacour Group Ltd
  8 – 12 Salisbury House
  London Wall
  London EC2M 5QN (also using EC3R 8AJ)

  and 11th Floor, Guangdong Finance Building
  Connaught Road West
  Sheung Wan
  Hong Kong
  Tel: 020 3051 5261
  Website: www.delacourinvest.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  http://www.fca.org.uk/firms/being-regulated/enforcement/alerts/unauthorised-firms 

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 09-05-2013
• Delap Capital Services 

  Warning against Delap Capital Services
  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Delap Capital Services is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of crossborder activities from other EES countries.

  Delap Capital Services has a website (www.delapcapital.com) using the fol-lowing addresses:

  •  4/F East Tower, Otemachi, Chiyoda-ku, Tokyo 100-0004.
  • Rue du Rhone 14, 12004 Geneva, Switzerland.

  Delap Capital Services' representatives contact investors in Sweden through unsolicited telephone calls.
  

  To find out whether a company or individual is authorised, check Finansin-spektionen's website at: www.fi.se under "Authorisation".

  Publicatie datum: 21-03-2011
• Delta West Financial Management 

  Finanstilsynet (The Financial Supervisory Authority of Norway) warns on 15/07/2011 against investment offers promoted by Delta West Financial Management.

  Finanstilsynet has been informed that Delta West Financial Management (address: 1553 4th Ave # 600, New York, New York 10017) has approached Norwegian investors offering investment services. The company also offers services from a website www.deltawestfinancialmgt.com.

  Finanstilsynet wishes to make it clear that Delta West Financial Management is not authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. The company is consequently not subject to Finanstilsynet’s supervisory oversight, nor has Finanstilsynet approved the services offered by the company. Finanstilsynet therefore recommends investors not to enter into agreements with or transfer assets to Delta West Financial Management.

  Finanstilsynet's registry (http://www.finanstilsynet.no/registry) gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Finanstilsynet's website (http://www.finanstilsynet.no/markedsadvarsler/).

   

  Finansinspektionen (the Swedish Financial Supervisory Authority)
  has 30-05-2011  published this statement in order to warn investors against dealing with unauthorised firms. Delta West Financial Management is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.
  
  Delta West Financial Management has a website (www.deltawestfinancialmgt.com) using the following address: 1553 4th Ave # 600, New York, New York 10017.
  
  Delta West Financial Management's representatives contact investors in Sweden through unsolicited telephone calls.
  
  To find out whether a company or individual is authorised, check Finans-inspektionen's website at: www.fi.se under "Authorisation".
  
  30-05-2011

   

  Publicatie datum: 15-07-2011
• Denhman Ogilvie 

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Denhman Ogilvie is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Denhman Ogilvie has a website (www.denhman-ogilvie.com) using the following address: : The Compass Center, 97B Queen's Road, Central Hong Kong.

  Denhman Ogilvie's representatives contact investors in Sweden through unsolicited telephone calls.

  To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".
  

  Publicatie datum: 04-06-2012
• Denko Group 

  De Zweedse Finansinspektionen en de Oostenrijkse FMA waarschuwen het publiek tegen de activiteiten van Denko Group.
  
  Lees hieronder het originele Oostenrijkse persbericht
  Vienna, 16 January 2010)
  Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
  
  By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 16 January 2010, the FMA informs that
  Denko Group
  35th and 36th Floor
  UOB Plaza 1
  80 Raffles Place
  Singapore 048624
  Republic of Singapore
  Phone: +65 6248 4561
  Fax: +65 6248 4918
  www.denkogroup.com
  investorrelations@denkogroup.com
  
  is not entitled to provide investment services in Austria requiring a licence. The provider is therefore neither entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007 nor reception and transmission of orders in in relation to one or more financial instruments pursuant to Article 3 para. 2 no. 3 WAG 2007.
  
  Lees hieronder het originele Zweedse persbericht
  Warning against Denko Group
  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Denko Group is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.
  
  Denko Group has a website (www.denkogroup.com) using the following address: 35th and 36th Floor Singapore UOB Plaza 1 Centre, 80 Raffles Place, Singapore 042624.

  Denko Group’s representatives contact investors in Sweden through unsolicited telephone calls.

  All regulated business in Sweden are listed at Finansinspektionen’s website at www.fi.se and Authorisation.

  Publicatie datum: 16-01-2010
• Department of Foreign Investment Control 

  The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

  Department of Foreign Investment Control
  Address: 1048 12th Street Northwest, Washington DC, 20005, USA
  Tel: 001 202 446 0940
  Fax: 001 202 379 9790
  Website: www.gov.dfic.us
  www.dfic.us
  Email: inquiries@gov.dfic.us
  compliance@gov.dfic.us

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  We have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 15-05-2013
• Deutsche Bank AG 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  Deutsche Bank AG (Clone of FSA EEA authorised firm)
  Tel: 0208 099 5109
  Email: d-b@europe.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The following FSA EEA Authorised firm has no association whatsoever with the organisation discussed above identifying itself as Deutsche Bank AG:

  Deutsche Bank AG (FSA Authorised No. 150018, Companies House No:
  BR000005)
  Winchester House, 1 Great Winchester Street, London, EC2N 2DB

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms 

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 19-11-2012
• DeVere & Partners UK Limited / DeVere Ltd (Clone of FCA Authorised firm) 

  The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients
  that:

  DeVere & Partners UK Limited / DeVere Ltd (Clone of FCA Authorised firm)
  Tel: 020 3284 1150 Fax: 020 3284 1151
  Tel: 020 7000 1980 Fax: 020 7000 1983
  Tel: 020 3468 3619 Fax: 020 3468 3619
  Tel: 020 3608 2690
  Tel: 020 3608 1934
  Tel: 020 3468 3692

  Email addresses:
  DeVere-uk@london.com
  deverepartnersuk@london.com
  d.rowe.deveregroup@london.com
  devereuk@london.com
  devere-ltd@london.com 

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FCA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at: http://www.fca.org.uk/firms/being-regulated/enforcement/alerts/unauthorised-firms 

  The following FCA Authorised firm has no association whatsoever with the organisation discussed above identifying itself as DeVere & Partners UK Limited / DeVere Ltd:

  deVere and Partners (UK) Limited (FCA Authorisation: 469151)
  3rd Floor, 3 Dyers Buildings, London EC1N 2JT

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 07-05-2013
• Di-La et Thalia Assurances 

  The Financial Services and Markets Authority (FSMA) warns the public against the activities of Di-La et Thalia Assurances, a company that carries on the activity of an insurance broker, and Mr Nicolas Daramelas, its executive officer.

  Di-La et Thalia Assurances has been stricken from the list of intermediaries upon the decision of the FSMA’s Management Committee. Di-La et Thalia Assurances and Mr Nicolas Daramelas are no longer registered in Belgium as insurance intermediaries. They are therefore not allowed to offer or propose insurance contracts or to engage in any other work preparatory to the conclusion of such contracts, or to contribute to their management or performance.

  The FSMA thus advises against responding to any offers of services made by Di-La et Thalia Assurances or Mr Nicolas Daramelas and against transferring money to any account number they might mention.

  Di-La et Thalia Assurances is established at Rue du Champ de Mars 5, 1050 Brussels.

  Would you like to enquire more generally as to the regularity of a transaction being proposed? If so, please consult the Consumers page on the FSMA website (www.fsma.be) or contact the 'Relations with Consumers of Financial Services' department (tel.: +32 2 220 59 10; email address: peri@fsma.be).
  

  Publicatie datum: 03-02-2012
• Direct Brokers Invest / DB Invest 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DIRECT BROKERS INVEST / DB INVEST (Clone of former FSA Registered firm)

  may also use DIRECT BROKERS INVESTMENTS

  Tel: 0203 514 2065
  Fax: 0203 514 2067
  Email: info-dbi@london.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms operating in the United Kingdom.

  This list can be found at:

  http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

  This entity is using the FSA firm registration number of firm no longer registered with the FSA. The following firm has no association whatsoever with the organisation described above that is identifying itself as Direct Brokers Invest, DB Invest or Direct Brokers Investments:

  • DB Invest Limited
    FSA Firm Registration Number: 457115
    Status: Introducer Appointed Representative - former

  
  If you have any further questions on this matter please email our Consumer Contact
  Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234.
  Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 08-05-2012
• Direct Capital Connection 

  Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Direct Capital Connection

  Finanstilsynet has been informed that Direct Capital Connection (address: Sea Fort Square Center Building, 2-3-12 Higashi-Shinagawa, Tennozu Isle, Shinagawa-ku, Tokyo, Japan) has approached Norwegian investors offering investment services. The company also offers services from a website http://www.directcapitalconnection.com/.

  Finanstilsynet wishes to make it clear that Direct Capital Connection is not authorised to provide investment services in Norway, and therefore lacks the licence required under Norwegian law. The company is consequently not subject to Finanstilsynet’s supervisory oversight, nor has Finanstilsynet approved the services offered by the company. Finanstilsynet therefore recommends investors not to enter into agreements with or transfer assets to Direct Capital Connection.

  Finanstilsynet's registry (http://www.finanstilsynet.no/registry) gives details of all companies authorised to offer investment services in Norway. A list (not complete) of companies operating in the market without a licence can be found on Finanstilsynet's website (http://www.finanstilsynet.no/markedsadvarsler/).

  Publicatie datum: 25-10-2012
• Distressed Acquisitions Commission 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:
  
  DISTRESSED ACQUISITIONS COMMISSION
  18 HARBOUR ROAD
  WAN CHAI
  HONG KONG
  
  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).
  
  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
  
  We note that the firm also has a website, www.distressedac.com
  
  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 19-04-2011
• Diversified Capital 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  Diversified Capital
  18th Floor
  One International Finance Center
  1 Harbour View Street
  Central Hong Kong
  Tel: 00852 3014 0796
  Website: www.div-capital.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms 

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 18-01-2013
• Diversified Portfolio Management Invest 

  De Engelse Financial Services Authority (FSA) waarschuwt het publiek tegen de activiteiten van Diversified Portfolio Management Invest.

  Lees hieronder het originele Engelse persbericht:

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DIVERSIFIED PORTFOLIO MANAGEMENT INVEST (DPM INVEST)
  UNIT 177 CARNEGIE HALL TOWER
  152 WEST 57TH STREET
  MIDTOWN, MANHATTAN
  NEW YORK CITY
  NY 10019
  USA

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

  We note that the firm also has a website, www.dpminvest.com.

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 02-03-2011
• Dividium Capital, S.L. 

  De Spaanse Comisión Nacional del Mercado de Valores (CNMV) waarschuwt het publiek tegen de activiteiten van Dividium Capital, S.L.
  
  Lees hier het originele persbericht:

  CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM
  Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:
  
  DIVIDIUM CAPITAL, S.L.
  Gran Vía Asima 20
  07009 PALMA DE MALLORCA
  
  Is not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in the Article 2 of the said Law, including, to such effects, transactions on foreign currency. Additionally, the CNMV advises that the following persons are business-related to the referred company:
  
  HADER JOSEF BLASHCHAK
  ACHIM VOLK
  
  For any further consultation please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s website (www.cnmv.es).

  Publicatie datum: 11-01-2010
• DMR Consulting LLC 

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unau-thorised firms. DMR Consulting, LLC is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  DMR Consulting, LLC has a website (www.dmrconsultingllc.com) using the following addresses:

  • 1500 JFK Boulevard Suite 200, Philadelphia, PA 19102, USA.
  • Cerulean Tower, 26-1, Tokyo, 150-0031 Shibuya-ku, Japan.
  • 44 Market Street, Sydney NSW 2000, Australia.
  • Calle de Velázquez, 85, 28006 Madrid, Spain.

  
  DMR Consulting, LLC's representatives contact investors through unsolicited telephone calls.

  All regulated business in Sweden are listed at Finansinspektionen's website at www.fi.se and Authorisation.

  Publicatie datum: 07-11-2011
• Donaldson and Turner Ltd 

  I N V E S T O R W A R N I N G

  (Vienna, 30 July 2011)
  Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

  By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 30 July 2011, the FMA
  informs that

  Donaldson and Turner Ltd.
  30 N. La Salle Street, #2800A
  Chicago, IL 60602-3349
  USA
  Phone: +1 312 957 6007
  Fax: +1 312 275 7666
  info@donaldsonandturner.com
  www.donaldsonandturner.com

  is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

   

  Publicatie datum: 30-07-2011
• Doncaster Wealth Management 

  The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that:

  Doncaster Wealth Management
  may also use the name Doncaster Wealth Management (Brokers) Ltd
  Address: 34 Queens Street
  Whitchurch
  Cardiff
  CF10 2BW
  Tel: 0194 824 8449
  Website: www.doncasterwm.co.uk
  Email: info@doncasterwm.co.uk

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  www.fca.org.uk/consumers/protect-yourself/unauthorised-firms/unauthorised-firms-to-avoid

  This entity claims to be associated with an FCA Registered firm. The following firm has no association whatsoever with the organisation described above that is identifying itself as Doncaster Wealth Management:

  • Royden Financial Services
    FCA Firm Registration Number: 408509

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fca.org.uk, or alternatively by telephone on 0800 111 6768. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 15-05-2013
• Donnelly Aberdeen International 

  De Zweedse Finansinspektionen waarschuwt het publiek tegen de activiteiten van Donnelly Aberdeen International. Lees hieronder het originele persbericht:
  
  2 November 2010
  Warning against Donnelly Aberdeen International

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Donnelly Aberdeen International is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Donnelly Aberdeen International has a website (www.donnelly-aberdeen.com) using the following address: 47/F Two International Finance Centre, 8 Finance Street, Central Hong Kong, China.

  Donnelly Aberdeen International’s representatives contact investors in Sweden through unsolicited telephone calls.

  To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

  
   

  Publicatie datum: 02-11-2010
• Dragon International 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DRAGON INTERNATIONAL
  Address: The 57, West 57th Street, New York NY 10019.
  Tel: 0016465132898
  Fax: 0016463040686
  Website: www.dragonmergers.com
  Email: info@dragonmergers.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers, therefore we have added this firm to our list of unauthorised firms which can be found at:
  www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml 

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 13-12-2012
• Dragon Partners Inc. and Platinum Group International 

  De Belgische Commissie voor het Bank- Financie- en Assurantiewezen (CBFA) waarschuwt het publiek voor de activiteiten van Dragon Partners Inc.

  Lees hieronder het originele persbericht
  CBFA Press release

  Dragon Partners Inc. and Platinum Group International

  The Banking, Finance and Insurance Commission (CBFA) warns the public against the activities of Dragon Partners Inc. (www.dragonptscn.com) and Platinum Group International, which are contacting Belgian investors with a view to offering investment services. There appears to be a connection between these two companies.

  Dragon Partners Inc. claims to be a firm with its registered office in China at 2 Jian Guo Men Wai Ave, 18, Beijing. It does not have the authorization in Belgium necessary to offer investment services in or from Belgium.
  Platinum Group International claims to be a firm with its registered office in the United States at 410 Park Avenue, 15th floor, New York 10022. It does not have the authorization in Belgium necessary to offer investment services in or from Belgium.
  
  The CBFA thus advises the public against responding to any offers of investment services made in the name of Dragon Partners Inc. or Platinum Group International, and against transferring money to any account number they might mention.
  
  Anyone wishing more generally to enquire as to the regularity of any transaction proposed can find further information on the “Consumer Protection” page of the CBFA web site (www.cbfa.be) or by contacting the “Protection of Consumers of Financial Services” Department (telephone: +32 2 220 59 10; email address: peri@cbfa.be).

   

  Publicatie datum: 27-05-2010
• Drake & Childs Global Transfers 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DRAKE & CHILDS GLOBAL TRANSFERS
  Address: 15 Upper Bank Street
  London E14 5EE
  AND
  15 Upper Bank Street
  London E15 5PP
  Tel: 0800 011 2383 AND 0845 686 1766
  Fax: 0800 011 2381 AND 0800 081 1642
  Email: drakeandchilds@consultant.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers, therefore we have added this firm to our list of unauthorised firms which can be found at:

  www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 12-10-2012
• Drake Merger Management 

  De Financial Services Authority (FSA), de Central Bank of Ireland en Finansinspektionen (de Swedish Financial Supervisory Authority) waarschuwen tegen de activiteiten van Drake Merger Management.
  

  Bericht Financial Services Authority (FSA) (31-10-2012)

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  Drake Merger Management
  8th Flr., Kanematsu Bldg., 14-1,
  Kyobashi 2-chome, Chuo-ku,
  Tokyo,
  Japan, 104-0031
  Tel: 0081 3 4578-0424
  Fax: 0081 3 6745 1142
  Website: www.drakemerger.com
  Email: mailings@drakemerger.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised firms and individuals list. This list can be found at:
  http://www.fsa.gov.uk/doing/regulated/law/alerts/unauthorised-firms

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

   

  Bericht Central Bank Ireland (10-10-2012)

  The Central Bank of Ireland today (10 October 2012) published the name of an unauthorised investment firm. Drake Merger Management (Japan) has been offering investment services to members of the Irish public and is not authorised as an investment firm in Ireland.

  A list of unauthorised firms published to date is available on the Central Bank website.

  It is a criminal offence for an investment firm to operate in Ireland unless it has an authorisation from the Central Bank of Ireland. Consumers should be aware that, if they deal with an investment firm which is not authorised, they are not eligible for compensation from the Investor Compensation Scheme.

  Any person wishing to contact the Central Bank of Ireland with information regarding such firms may telephone (01) 224 4000. This line is also available to the public to check if an investment firm is authorised. Since obtaining the necessary legal powers in August 1998, the names of 193 unauthorised firms have been published by the Central Bank. 

   

  Bericht van Finansinspektionen (03-09-2012)

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Drake Merger Management is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Drake Merger Management has a website (www.drakemerger.com) using the following address: 8th Flr., Kanematsu Bldg., 14-1, Kyobashi 2-chome, Chuo-ku, Tokyo, Japan.

  Drake Merger Management's representatives contact investors through unsolic-ited telephone calls and offer to buy their holdings of shares in an American OTC company, World Wide Child Care Corp. (WWCC) formerly International Child Care Corp. However, the investor must first pay a fee in advance, ("Recertification Deposit – Amount per Share"). This is an advance fee fraud scheme.

  All regulated business in Sweden are listed at Finansinspektionen's website at www.fi.se and Authorisation.

  Publicatie datum: 31-10-2012
• Drexel-Bearns Consulting Group 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  
  DREXEL-BEARNS CONSULTING GROUP
  8TH AVENUE
  SUITE 401
  NEW YORK 10018
  USA
  Tel: 0016467559013
  Fax: 0016462249557
  E-mail: info@drexelbearns.com
  Website: http://drexelbearns.com; www.computeratwork.com/drexelbearns

  
  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  
  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our lists of unauthorised firms operating in the United Kingdom. These lists can be found at:

  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml

  
  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

   

  Publicatie datum: 07-11-2011
• Drexel Lambert Mergers and Acquisitions 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  Drexel Lambert Mergers and Acquisitions
  1221 Avenue of the Americas
  New York, NY 10020
  www.drexellambertmergersandacquisitions.com

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:
  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

  Publicatie datum: 24-05-2011
• Durdan Heyer Ltd 

  The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:

  DURDAN HEYER LTD
  415 W MERCER STREET
  SEATTLE
  WA 98119
  TEL: +1 (202) 462 5341
  +1 (777) 889 1731/1734
  WWW.DURDANHEYER.COM
  ADMIN@DURDANHEYER.COM

  is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).

  The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at:

  http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml

  If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries@fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.

   

  Publicatie datum: 29-11-2011
• Dynamic Wealth Management, DWM 

  De Zweedse Finansinspektionen en de Franse AMF waarschuwen het publiek tegen de activiteiten van Dynamic Wealth Management, DWM. Lees hieronder de originele persberichten:

  
  21 April 2011
  The AMF warns investors against the activities of Dynamic Wealth Management

  The AMF is warning investors to be aware of activities conducted by Dynamic Wealth Management, whose
  headquarters are located at Schutzengasse 4, 8001 Zurich, Switzerland. Its website is at http://www.dynamicwmanagement.com.

  The company approaches French investors through direct phone marketing, offering investment services and financial investments with high rates of return.

  The AMF indicates that Dynamic Wealth Management has not been authorised to solicit business or propose investment services in France. The company has already received a warning from the British Financial Services Authority (FSA) and by our Swedish counterpart, the Finansinspektionen.

  The AMF therefore advises investors to ignore any soliciting from this company and to restrain from referring them to third parties in any way whatsoever.

  In general, before entering into any business dealings, we encourage you to check that any intermediary who solicits your business is, in fact, listed as an established financial institution authorised to conduct business in France.

  If you have questions on this subject, consult our website at http://www.amf-france.org or contact our investors’ helpline AMF Epargne Info Service by calling +33 (0)1 5345 6200* from Monday to Friday, 9.00 am to 5.00 pm.

   

  25 October 2010
  Warning against Dynamic Wealth Management, DWM

  Finansinspektionen (the Swedish Financial Supervisory Authority) has today published this statement in order to warn investors against dealing with unauthorised firms. Dynamic Wealth Management, DWM is not authorised by Finansinspektionen and is therefore not entitled to provide financial services. Finansinspektionen has not received any notification of cross-border activities from other EES countries.

  Dynamic Wealth Management, DWM has a website (www.dynamicwmanagement.com) using the following address:
  Schützengasse 4, 8001 Zürich, Schweiz.

  Dynamic Wealth Management DWM’s representatives contact investors in Sweden through unsolicited telephone calls.

  To find out whether a company or individual is authorised, check Finansinspektionen's website at: www.fi.se under "Authorisation".

   

  
   

  Publicatie datum: 03-05-2011