Register trading platforms

Section 5:26 sub 1 Financial Supervision Act – License to operate or hold a regulated market

In the following overview all regulated markets that are located in the Netherlands and have been granted a license by the Dutch Minister of Finance are listed. Operating a regulated market without aforementioned license is illegal.

Date Licence Holder Recognition Trade name Country of origin
20 feb 2007 NYSE Euronext (International) B.V. Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 NYSE Euronext (Holding) B.V Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 Euronext N.V. Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 Euronext Amsterdam N.V Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
25 okt 2004 Endex European Energy Derivatives Exchange N.V. ENDEX Netherlands

Section 5:26 sub 3 Financial Supervision Act – Dispensation from the requirement to obtain a license to operate a regulated market

In the following overview all regulated markets, that have been granted dispensation by the Minister of Finance from the license requirement of Section 5:26 sub 1 Financial Supervision Act, are listed.

Date Dispensation Holder Dispensation Trade name Country of origin

4 dec 2008

NYSE Liffe, LLC

NYSE Liffe

Verenigde Staten

22 juli 2008

ICE Futures US, Inc.

ICE Futures US

Verenigde Staten

31 mei 2007 Dubai Mercantile Exchange DME Dubai International Financial Centre, Dubai
9 jan 2007 Dubai International Financial Exchange Ltd. DIFX Dubai International Financial Centre, Dubai
30 juli 2004 Chicago Mercantile Exchange Incorporated CME Verenigde Staten
13 april 2004 US Futures Exchange LLC Eurex US Duitsland
12 jul 2002 Nordpool Nordpool Noorwegen
4 mei 2001 Chicago Board of Trade CBOT Verenigde Staten
30 nov 1999 Swiss Stock Exchange SWX Zwitserland

Section 2:96 Financial Supervision Act – License to operate a Multilateral Trading Facility (MTF)

In the following overview all MTFs, that are operated in the Netherlands, and have been granted a license by the Minister of Finance are listed.

Date license Holder license Trade name Country of origin
1 nov 2007 Euronext Amsterdam N.V.  Alternext Amsterdam  Netherlands
6 feb 2009 Euronext Amsterdam N.V. NYSE Arca Europe Netherlands
6 apr 2010 TOM B.V. TOM MTF Netherlands

Supervision on securities clearing & settlement

In the following overview all organisations that carry out the clearing and/or settlement of securities transactions, and are regulated and supervised by the Netherlands Authority for the Financial Markets and the Dutch Central bank, are listed.

Organisation Trade name Activity Country of origin
Banque Centrale de Compensation S.A. LCH.Clearnet S.A. Central Counter Party (CCP) for transactions agreed on Euronext France
European Commodity Clearing A.G. ECC CCP for transactions agreed on ENDEX Germany
European Multilateral Clearing Facility N.V. EMCF CCP for transactions agreed on Chi-x Netherlands
Nederlands Centraal Instituut voor Giraal Effectenverkeer N.V. Euroclear Nederland Central Securities Depository (CSD) Netherlands