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Section 5:26 sub 1 Financial Supervision Act – License to operate or hold a regulated market

In the following overview all regulated markets that are located in the Netherlands and have been granted a license by the Dutch Minister of Finance are listed. Operating a regulated market without aforementioned license is illegal.

Date Licence Holder Recognition Trade name Country of origin
20 feb 2007    NYSE Euronext (International) B.V. Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 NYSE Euronext (Holding) B.V Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 Euronext N.V. Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
20 feb 2007 Euronext Amsterdam N.V Euronext Amsterdam/ LIFFE.Amsterdam Netherlands
25 okt 2004 Endex European Energy Derivatives Exchange N.V. ENDEX Netherlands
       

Section 5:26 sub 3 Financial Supervision Act – Dispensation from the requirement to obtain a license to operate a regulated market

In the following overview all regulated markets, that have been granted dispensation by the Minister of Finance from the license requirement of Section 5:26 sub 1 Financial Supervision Act, are listed.

Date Dispensation Holder Dispensation Trade name Country of origin
11 feb 2013 New York Mercantile Exchange, Inc Nymex USA
11 feb 2013 Commodity Exchange, Inc Comex USA
8 April 2011   Green Exchange LLC GreenX  USA 

4 Dec 2008

NYSE Liffe, LLC

NYSE Liffe

USA

22 July 2008

ICE Futures US, Inc.

ICE Futures US

USA

31 May 2007 Dubai Mercantile Exchange DME Dubai International Financial Centre, Dubai
9 Jan 2007 NASDAQ Dubai Ltd.  DIFX Dubai International Financial Centre, Dubai
30 July 2004 Chicago Mercantile Exchange Incorporated  CME USA
13 April 2004 US Futures Exchange LLC Eurex US Germany
12 July 2002 Nordpool Nordpool Norway
4 May 2001 Chicago Board of Trade CBOT USA
30 Nov 1999 SIX Swiss Exchange AG SWX Swiss
       

Section 2:96 Financial Supervision Act – License to operate a Multilateral Trading Facility (MTF)

In the following overview all MTFs, that are operated in the Netherlands, and have been granted a license by the Minister of Finance are listed.

Date license Holder license Trade name Country of origin
1 nov 2007    Euronext Amsterdam N.V.    Alternext Amsterdam    Netherlands
6 feb 2009 Euronext Amsterdam N.V. NYSE Arca Europe Netherlands
6 apr 2010 TOM B.V. TOM MTF Netherlands